THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 29th, 2016 • Dunham Funds • California
This AGREEMENT is dated March 23, 2016 and effective on or about 31 May, 2016 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and ROGGE GLOBAL PARTNERS LIMITED, a United Kingdom private limited company (formerly Rogge Global Partners plc) (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
DUNHAM FUNDS SIXTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • August 29th, 2016 • Dunham Funds
THIS SIXTH AMENDMENT effective as of August 30, 2016, to the Custody Agreement dated as of March 30, 2010, as amended November 28, 2011, June 30, 2011, August 31, 2012, January 24, 2013 and August 30, 2013 (the “Agreement”), is entered into by and between DUNHAM FUNDS, a Delaware business trust (the “Trust”), and U.S. BANK, N.A. a national banking association (the "Custodian").
Underwriting Agreement Schedule AUnderwriting Agreement • August 29th, 2016 • Dunham Funds
June 21, 2016 to add Dunham Alternative Dividend Fund and to delete Dunham Large Cap Growth Fund and Dunham Alternative Income Fund.
