SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2017 • Mutual Fund Series Trust • New York
WHEREAS, the Adviser acts as an investment adviser to series of Mutual Fund Series Trust, an Ohio business trust (the "Trust"), pursuant to a Management Agreement dated as of July 31, 2006 as amended (the "Management Agreement");
Forum Funds Three Canal Plaza, Suite 600 Portland, ME 04101Agreement and Plan of Reorganization • June 12th, 2017 • Mutual Fund Series Trust
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF _____________, 2017 (THE "AGREEMENT"), BY AND AMONG FORUM FUNDS ("FORUM FUNDS") on behalf of ITS SERIES, EXCEED DEFINED SHIELD INDEX FUND (THE "EXISTING Fund"), MUTUAL FUND SERIES TRUST ("mfst") on behalf of ITS SERIES, CATALYST/EXCEED DEFINED SHIELD Fund (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CATALYST CAPITAL ADVISORS LLC AND EXCEED ADVISORY LLC
Expense Limitation AgreementExpense Limitation Agreement • June 12th, 2017 • Mutual Fund Series Trust
You have engaged Catalyst Capital Advisors LLC (‘Catalyst”) to act as the sole investment adviser to the Catalyst Funds listed on Exhibit A (each a “Fund” and together the “Funds”) pursuant to a Management Agreement dated as of July 31, 2006 (the “Agreement”) as amended.
MANAGEMENT AGREEMENTManagement Agreement • June 12th, 2017 • Mutual Fund Series Trust
* For purposes of Section 10 of the Agreement, the execution date of the applicable Exhibit I for the Fund shall be deemed to be the date on which the Fund commences or commenced investment operations.
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • June 12th, 2017 • Mutual Fund Series Trust • New York
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of July [], 2017, among FORUM FUNDS, a Delaware statutory trust, with its principal place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (“Forum Funds”), on behalf of Exceed Defined Shield Index Fund, a series of Forum Funds (“Existing Fund”); MUTUAL FUND SERIES TRUST, an Ohio business trust, with its principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 ( “Trust”), on behalf of Catalyst/Exceed Defined Shield Fund, a series of the Trust (“New Fund”); and, solely for purposes of paragraph 6, CATALYST CAPITAL ADVISORS LLC, advisor to the New Fund (“Advisor”) and EXCEED ADVISORY LLC, advisor to the Existing Fund and sub-advisor to the New Fund (“Exceed”) (each of Forum Funds and the Trust being sometimes referred to herein as an “Investment Company,” and each of Existing Fund and New Fund is sometimes referred to herein as a “Fund”). Notwithstanding anything to the contrary contained
