UNDERWRITING AGREEMENTUnderwriting Agreement • March 29th, 2019 • Saratoga Advantage Trust • Arizona
Contract Type FiledMarch 29th, 2019 Company JurisdictionTHIS UNDERWRITING AGREEMENT effective as of the 1st day of February, 2019, by and between THE SARATOGA ADVANTAGE TRUST, a Delaware business trust, having its principal office and place of business at 1616 N. Litchfield Road, Suite 165, Goodyear, Arizona 85395 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).
FUND SERVICES AGREEMENTFund Services Agreement • March 29th, 2019 • Saratoga Advantage Trust
Contract Type FiledMarch 29th, 2019 CompanyTHIS AMENDMENT TO FUND SERVICES AGREEMENT (this "Amendment") is effective as of June 1, 2018, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company ("GFS"), and The Saratoga Advantage Trust, a Delaware statutory trust (the "Trust").