INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and HOWARD CAPITAL MANAGEMENT, INC.Investment Advisory Agreement • September 6th, 2019 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of August 29, 2019 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Howard Capital Management, Inc., a Delaware Corporation (the “Adviser”) located at 1145 Hembree Rd. Roswell GA 30076.
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • September 6th, 2019 • Northern Lights Fund Trust Iii • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 29th day of August, 2019, between Northern Lights Fund Trust III, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • September 6th, 2019 • Northern Lights Fund Trust Iii • New York
THIS AGREEMENT, dated as of August 29, 2019, between Northern Lights Fund Trust III (the Fund, on behalf of its series listed hereto on Schedule V , the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA).
ETF FUND SERVICES AGREEMENTEtf Fund Services Agreement • September 6th, 2019 • Northern Lights Fund Trust Iii • New York
THIS ETF FUND SERVICES AGREEMENT (this “Agreement”) dated the 29th day of August, 2019, (the “Effective Date”), is entered into by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“GFS”).
