MANAGEMENT AGREEMENT Rational Advisors, Inc. Exhibit AManagement Agreement • October 28th, 2019 • Strategy Shares
THIRD AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 28th, 2019 • Strategy Shares • Delaware
This third amendment (the “Amendment”) to the ETF Distribution Agreement dated as of May 31, 2017 (the “Agreement”), by and between Strategy Shares (the “Trust”), and Foreside Fund Services, LLC (the “Distributor”), is effective as of November 1, 2019 (the “Effective Date”).
AMENDMENT TO THE SERVICES AGREEMENTServices Agreement • October 28th, 2019 • Strategy Shares
This Amendment (“Amendment”) is made to the Services Agreement dated January 1, 2016, as amended, (the “Agreement”) between Citi Fund Services Ohio, Inc. (“Service Provider”) and Strategy Shares (“Client”, together with Service Provider, the “Parties”). This amendment shall be effective as of November 1, 2019.
FORM OF SUB-LICENSING AGREEMENTSub-Licensing Agreement • October 28th, 2019 • Strategy Shares
This AGREEMENT, dated __________________, ______ by and among Rational Advisors, Inc., a ______ (“Rational”), and Strategy Shares, a Delaware statutory trust (the “Trust”) that is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of Strategy Shares Newfound/ReSolve Robust Momentum ETF (the “Fund”).
AMENDMENT TO the Custodial and Agency Services AGREEMENTCustodial and Agency Services Agreement • October 28th, 2019 • Strategy Shares
This Amendment is made to the Custodial and Agency Services Agreement dated April 23, 2012 (“Agreement”) between Citibank, N.A. (“Citi”) and Strategy Shares (“Client”, together with Citi, the “Parties”). All capitalized terms used but not defined herein shall have the meaning given to them in the Agreement. This Amendment shall be effective as of November 1, 2019.
