0001580642-20-001830 Sample Contracts

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ANCHOR CAPITAL MANAGEMENT GROUP, INC.
And Security Agreement • April 29th, 2020 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 27 th day of April, 2020, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Anchor Risk Managed Equity Strategies Fund, Anchor Risk Managed Credit Strategies, Anchor Risk Managed Municipal Strategies Fund, and Anchor Risk Managed Global Strategies Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the Advisor of the Funds, Anchor Capital Management Group, Inc. (the “Advisor”).

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