PARTICIPATION AGREEMENT Among Security Benefit Life Insurance Company, Unified Series Trust, and Little Harbor Advisors, LLCParticipation Agreement • December 3rd, 2021 • Unified Series Trust • Kansas
THIS AGREEMENT, dated as of the 22nd day of November, 2021, by and among Security Benefit Life Insurance Company (the “Company”), a stock life insurance company organized under the laws of the State of Kansas, on its own behalf and on behalf of each segregated asset account of the Company currently in existence or hereafter created, as set forth on Schedule A hereto, which may be updated from time to time for the convenience of the parties, (each an “Account”), Unified Series Trust, an Ohio business trust (the “Fund”), solely on behalf of LHA Tactical Beta Variable Series Fund, a separate series of Unified Series Trust, and Little Harbor Advisors, LLC (the “Adviser”), a Delaware limited liability company
AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • December 3rd, 2021 • Unified Series Trust • Ohio
restated, supplemented or otherwise modified from time to time, this "Agreement") is made and entered into effective as of the 21st day of September, 2021 by and between UNIFIED SERIES TRUST, an Ohio business trust with its address at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Borrower”), for and on behalf of the Fund (defined below), and U.S. BANK NATIONAL ASSOCIATION, a national banking association with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and amends and restates in its entirety that Loan Agreement between the Borrower and the Bank dated as of September 23, 2019 as previously amended from time to time (the “Original Loan Agreement”).
INVESTMENT AGREEMENTInvestment Agreement • December 3rd, 2021 • Unified Series Trust
This Investment Agreement (the "Agreement"), dated as of June 4, 2021 is between Unified Series Trust, a business trust organized under the laws of the State of Ohio (the "Acquiring Trust"), on behalf of each of its series listed on Schedule A (each, an "Acquiring Fund," and collectively, the "Acquiring Funds"), severally and not jointly, Pekin Hardy Strauss, Inc., a Delaware corporation, and Simplify Exchange Traded Funds, a statutory trust organized under the laws of the State of Delaware (the "Acquired Trust"), on behalf of each of its series listed on Schedule B and such additional series as shall be designated in the future (each, an "Acquired Fund," and collectively, the "Acquired Funds"), severally and not jointly, and Simplify Asset Management Inc., a Delaware corporation.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • December 3rd, 2021 • Unified Series Trust
This Investment Agreement (the “Agreement”), dated as of July 1, 2021 between 360 Funds, a Delaware Statutory Trust, on behalf of each of its series listed on Schedule A, severally and not jointly, (each, an “Acquiring Fund”), and Unified Series Trust, a business trust organized under the laws of the State of Ohio (the Acquired Trust”), on behalf of each of its series listed on Schedule B and such additional series as shall be designated in the future (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
