NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FIRST PACIFIC ADVISORS, LPOperating Expenses Limitation and Security Agreement • December 16th, 2021 • Northern Lights Fund Trust Iii • New York
Contract Type FiledDecember 16th, 2021 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 21st day of October, 2021, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of FPA Global Equity ETF (the “Fund”), a series of the Trust, and the advisor of the Fund, FIRST PACIFIC ADVISORS, LP (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and FIRST PACIFIC ADVISORS, LPInvestment Advisory Agreement • December 16th, 2021 • Northern Lights Fund Trust Iii • New York
Contract Type FiledDecember 16th, 2021 Company JurisdictionThis AGREEMENT is made as of December 14, 2021 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and First Pacific Advisors, LP, a Delaware Limited Partnership (the “Adviser”) located at 11601 Wilshire Boulevard, Suite 1200, Los Angeles, CA 90025.