NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • August 18th, 2022 • Northern Lights Fund Trust IV • New York
Contract Type FiledAugust 18th, 2022 Company JurisdictionTHIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of January 2022, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, INSPIRE (CWM ADVISORS, LLC) (the “Advisor”).
INDEX SUB-LICENSING AGREEMENTSub-Licensing Agreement • August 18th, 2022 • Northern Lights Fund Trust IV • New York
Contract Type FiledAugust 18th, 2022 Company JurisdictionThis AGREEMENT, dated as of August ____, 2022, is made by and between Inspire Investing, LLC (“Inspire”), 3597 E. Monarch Sky Lane, Suite 330, Meridian, ID 83646, and Northern Lights Fund Trust IV (the “Trust”, and together with Inspire, the “Parties”), on behalf of Inspire Fidelis Multi Factor ETF (the “ETF”), 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246.
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 18th, 2022 • Northern Lights Fund Trust IV • Delaware
Contract Type FiledAugust 18th, 2022 Company JurisdictionThis second amendment ("Amendment") to the ETF distribution agreement (the "Agreement") dated as of April 14, 2020, by and between Northern Lights Fund Trust IV and Foreside Financial Services, LLC (together, the "Parties") is effective as of April 25, 2022.
WI Fidelis Multi-Cap, Multi-Factor ESG Index Licensing AgreementIndex Licensing Agreement • August 18th, 2022 • Northern Lights Fund Trust IV • South Carolina
Contract Type FiledAugust 18th, 2022 Company Jurisdiction
NORTHERN LIGHTS FUND TRUST IV INVESTMENT ADVISORY AGREEMENT APPENDIX AInvestment Advisory Agreement • August 18th, 2022 • Northern Lights Fund Trust IV
Contract Type FiledAugust 18th, 2022 Company