SIXTH AMENDMENT to FUND ACCOUNTING Agreement Between F/m FUNDS TRUST and Ultimus Fund Solutions, LLCFund Accounting Agreement • October 28th, 2022 • F/M Funds Trust
This Sixth Amendment (this “Amendment”) amends and revises the Fund Accounting Agreement, dated August 16, 2012, as last amended January 18, 2022 (collectively, the “Agreement”), between F/m FUNDS TRUST (f/k/a The First Western Funds Trust) (the “Trust”), an Ohio business trust and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
FIRST AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • October 28th, 2022 • F/M Funds Trust
THIS FIRST AMENDMENT (this “Amendment”) to the Amended and Restated Custody Agreement (the “Agreement”) dated as of April 19, 2021, as amended, is effective as of the last date on the signature block, is entered into by and between F/M FUNDS TRUST, a Ohio business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • October 28th, 2022 • F/M Funds Trust • Ohio
This Amended and Restated Distribution Agreement made as of August 1, 2022 (the “Agreement”) is entered into by and among F/m Funds Trust (the “Trust”), an Ohio business trust, Ultimus Fund Distributors, LLC, an Ohio limited liability company (“Distributor”), Oakhurst Capital Management, LLC, a Delaware limited liability company (the “OCM Adviser”) with respect to the Oakhurst Fixed Income Fund, the Oakhurst Short Duration Bond Fund and the Oakhurst Short Duration High Yield Credit Fund (collectively, the “Oakhurst Funds”), and F/m Investments, LLC, a Delaware limited liability company (the "F/m Adviser") with respect to the F/m Investments Large Cap Focused Fund;
AMENDMENT NO. 5Transfer Agent and Shareholder Services Agreement • October 28th, 2022 • F/M Funds Trust
This Amendment No. 5 (this “Amendment”) amends and revises the Transfer Agent and Shareholder Services Agreement, dated August 16, 2012, as last amended January 18, 2022 (collectively, the “Agreement”), between F/m FUNDS TRUST (f/k/a THE FIRST WESTERN FUNDS TRUST) (the “Trust”), an Ohio business trust and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
REDACTED] Schedule has been excluded because it is both (1) not material and (2) would likely cause competitive harm to the Registrant if publicly disclosed. SIXTH AMENDMENT to ADMINISTRATION Agreement Between F/m FUNDS TRUST and Ultimus Fund...Administration Agreement • October 28th, 2022 • F/M Funds Trust
This Sixth Amendment (this “Amendment”) amends and revises the Administration Agreement, dated August 16, 2012, as last amended January 18, 2022 (collectively, the “Agreement”), between F/m FUNDS TRUST (f/k/a THE FIRST Western Funds Trust) (the “Trust”), an Ohio business trust and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
