0001580642-23-000320 Sample Contracts

Standard Contracts

INVESTMENT ADVISORY AGREEMENT Between WALTHAUSEN FUNDS and NORTH STAR INVESTMENT MANAGEMENT CORPORATION
Investment Advisory Agreement • January 23rd, 2023 • Northern Lights Fund Trust Ii

AGREEMENT, made as of _______ __, 2023, between Walthausen Funds, an Ohio business trust (the "Trust"), and North Star Investment Management Corporation, an Illinois corporation (the "Adviser"), located at 20 N. Wacker Drive, Suite 1416, Chicago, Illinois 60606

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INTERIM INVESTMENT ADVISORY AGREEMENT Between WALTHAUSEN FUNDS and NORTH STAR INVESTMENT MANAGEMENT CORPORATION
Interim Investment Advisory Agreement • January 23rd, 2023 • Northern Lights Fund Trust Ii

AGREEMENT, made as of December 15, 2022, between Walthausen Funds, an Ohio business trust (the "Trust"), and North Star Investment Management Corporation, an Illinois corporation (the "Adviser"), located at 20 N. Wacker Drive, Suite 1416, Chicago, Illinois 60606

Northern Lights Fund Trust II 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Walthausen Funds 2691 Route 9, Suite 102 Mata, NY 12020
Agreement and Plan of Reorganization and Termination • January 23rd, 2023 • Northern Lights Fund Trust Ii

Re: AGREEMENT AND PLAN OF REORGANIZATION AND Termination, DATED AS OF ______________, 2023 (THE “AGREEMENT”), AMONG Northern Lights FUND TRUST II (“Acquiring Trust”) on behalf of ITS SERIES, North Star Small Cap Value Fund (THE “Acquiring fund”), Walthausen Funds (“Selling TRUST”) on behalf of ITS SERIES, Walthausen Small Cap Value Fund (THE “Selling FUND”), AND, SOLELY FOR PURPOSES OF Sections 1.7, 5.11, and 9.1 THEREOF, North Star Investment Management Corp (the “AdvisEr”)

NORTHERN LIGHTS FUND TRUST II INVESTMENT ADVISORY AGREEMENT APPENDIX A
Investment Advisory Agreement • January 23rd, 2023 • Northern Lights Fund Trust Ii
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