THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTDunham Funds Sub-Advisory Agreement • February 28th, 2023 • Dunham Funds • California
This AGREEMENT is dated December 20, 2022 and effective on or about January 1, 2023 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) THE ITHAKA GROUP, LLC, a Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
The Dunham Funds Mutual Funds Selling AgreementDunham Funds • February 28th, 2023
Dunham & Associates Investment Counsel, Inc. (“Dunham”) is the exclusive distributor of the shares of the funds of The Dunham Funds. We invite you to participate in the offer and sale of the shares of those Funds (or classes thereof) as we may determine from time to time (each a “Fund” and collectively the “Funds”) on the terms set forth below.
