TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 3rd, 2023 • Texas Capital Funds Trust
THIS AGREEMENT is made as of the ____ day of April, 2023, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and TEXAS CAPITAL FUNDS TRUST, a Texas business trust having its principal office and place of business at 2000 McKinney Avenue, Suite 700, Dallas, TX 75201 (the “Trust”).
Certain information has been excluded from this exhibit because it (i) is not material and (ii) would be competitively harmful if publicly disclosed. FORM OF ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 3rd, 2023 • Texas Capital Funds Trust • New York
This ETF Distribution Agreement (this “Agreement”) is effective the _____ day of [Month], 2023, between Texas Capital Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
CUSTODY AGREEMENTCustody Agreement • July 3rd, 2023 • Texas Capital Funds Trust • New York
TEXAS CAPITAL FUNDS TRUST Dallas, Texas 75201Management Agreement • July 3rd, 2023 • Texas Capital Funds Trust • Texas
Texas Capital Funds Trust (the "Registrant") is organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The shares of the Registrant ("Shares") may be divided into multiple series ("Series”), including the Series listed on Annex A (including any Series added to Annex A in the future, each a "Fund"). Each Series will represent the interests in a separate portfolio of securities and other assets. Each Series may be terminated, and additional Series established, from time to time by action of the Trustees of the Registrant (the “Trustees”). The Registrant on behalf of each Fund has selected you to act as the investment adviser of each Fund and to provide certain services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions set forth in this Management Agreement (this “Agreement”). The provisions of this Agreement shall be construed
FORM OF ETF MASTER SERVICES AGREEMENTMaster Services Agreement • July 3rd, 2023 • Texas Capital Funds Trust • New York
This ETF Master Services Agreement (this “Agreement”), dated [Date], is between Texas Capital Funds Trust (the “Trust”), a Delaware trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • July 3rd, 2023 • Texas Capital Funds Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [Date], is between Northern Lights Distributors, LLC (“Distributor”) and [Participant] (the “Participant”), and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”) for Texas Capital Funds Trust (the “Trust”).
INITIAL CAPITAL AGREEMENTInitial Capital Agreement • July 3rd, 2023 • Texas Capital Funds Trust
