FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of February 2, 2023 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), is effective as of July 17, 2023 (the “Effective Date”), is made between each investing fund in c/o Nomura Private Capital LLC (referred to as the “Trust”), on behalf of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund • New York
This Fund of Funds Investment Agreement (this “Agreement”), is effective as of July 5, 2023 (the “Effective Date”), is made between each investing fund in c/o Nomura Private Capital LLC (referred to as the “Trust”), on behalf of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund
THIS AGREEMENT, dated as of February 2, 2023, is entered into by each Acquiring Fund listed on Schedule A hereto, severally and not jointly (each, an “Acquiring Fund”), and each Acquired Fund listed on Schedule A hereto, severally and not jointly (each, an “Acquired Fund”, and together with each Acquiring Fund, the “Funds”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • July 27th, 2023 • Nomura Alternative Income Fund
THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) effective as of the 28th day of July, 2023 by and among Nomura Alternative Income Fund, a Delaware statutory trust (the “Fund”) and Nomura Private Capital LLC, a Delaware limited liability company (“the Investment Manager”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund
THIS AGREEMENT, dated as of June 26, 2023, is entered into by each Investing Fund in c/o Nomura Private Capital LLC listed on Schedule A (each, an “Investing Fund”), severally and not jointly, and the investment trusts listed on Schedule A, on behalf of themselves and their respective series also listed on Schedule A, severally and not jointly (each, a “Vanguard Fund” and together with the Investing Funds, the “Funds”).
FORESIDE FINANCIAL SERVICES, LLC SELLING GROUP MEMBER AGREEMENT NOMURA ALTERNATIVE INCOME FUNDForeside Financial Services • July 27th, 2023 • Nomura Alternative Income Fund
This agreement is effective as of _________________, 2023, and made by Foreside Financial Services, LLC (“Distributor”) and [INTERMEDIARY NAME] (“Selling Group Member” or “Intermediary”) and, together with Distributor, the “Parties”).
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENT NOMURA ALTERNATIVE INCOME FUNDIncome Fund • July 27th, 2023 • Nomura Alternative Income Fund
This agreement is effective as of _________________, 2023, and made by Foreside Financial Services, LLC (“Distributor”) and [DEALER NAME] (“Dealer” and, together with Distributor, the “Parties”).
