INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and GGM WEALTH ADVSIORSInvestment Advisory Agreement • September 15th, 2023 • Northern Lights Fund Trust Ii
AGREEMENT, made as of August 24, 2023, between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the "Trust"), and GGM Wealth Advisors, a limited liability company organized and existing under the laws of the State of Maryland (the "Adviser") located at 1801 Porter Street, Suite 500, Baltimore, MD 21230.
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 15th, 2023 • Northern Lights Fund Trust Ii • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the XX day of XX, 2023, by and between Grant/Gross Mendelsohn Investment Advisory Services, LLC (dba GGM Wealth Advisors), a limited liability company with its principal place of business at 1801 Portee Street, Suite 500, Baltimore, MD 21230 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
APPENDIX III-6 LIST OF FUNDS SERVICES & FEESEtf Fund Services Agreement • September 15th, 2023 • Northern Lights Fund Trust Ii
This Appendix III-6 is part of the ETF Fund Services Agreement (the “Agreement”), dated October 19, 2021, between Northern Lights Fund Trust II (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix III-6 along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.
