AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • November 13th, 2023 • Unified Series Trust
effective as of May 16, 2023, by and among Unified Series Trust, an Ohio business trust (the “Trust”), and Ultimus Fund Solutions, LLC, an Ohio limited liability company (“Ultimus”) (collectively, the “Parties”).
AMENDMENT TO AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • November 13th, 2023 • Unified Series Trust
THIS AMENDMENT TO AMENDED AND RESTATED CONSULTING AGREEMENT (this “Amendment”) is effective as of September 11, 2023, and is made by and between UNIFIED SERIES TRUST, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • November 13th, 2023 • Unified Series Trust
THIS Amendment TO MASTER SERVICES AGREEMENT (this “Amendment”), effective as of May 15, 2023, by and among Unified Series Trust, an Ohio business trust (the “Trust”), and Ultimus Fund Solutions, LLC, an Ohio limited liability company (“Ultimus”) (collectively, the “Parties”).
AMENDMENT TO AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • November 13th, 2023 • Unified Series Trust
THIS AMENDMENT TO AMENDED AND RESTATED CONSULTING AGREEMENT (this “Amendment”) is effective as of June 28, 2022 and is made by and between Unified Series Trust, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
SEVENTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • November 13th, 2023 • Unified Series Trust
THIS SEVENTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of September 18, 2023 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and UNIFIED SERIES TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Fund) to the Agreement (as defined below).
MASTER SERVICES AGREEMENTMaster Services Agreement • November 13th, 2023 • Unified Series Trust
This Amendment (“Amendment”) is made as of September 28, 2023 by and between Unified Series Trust, an Ohio business trust (the “Trust”) and Ultimus Fund Solutions, LLC, an Ohio limited liability company (“Ultimus”), and amends the Master Services Agreement made as of January 5, 2017, as amended (the “Agreement”). Capitalized terms used in the Amendment and not defined herein shall have the meanings ascribed to them in the Agreement.
UNIFIED SERIES TRUST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • November 13th, 2023 • Unified Series Trust
THIS AMENDMENT dated as of September 11, 2023, to the Custody Agreement, dated as of September 23, 2005, as amended (the "Agreement"), is entered by and between UNIFIED SERIES TRUST, an Ohio business trust (the "Trust") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
