AMENDMENT TO MASTER SERVICES AGREEMENT
AMENDMENT TO MASTER SERVICES AGREEMENT
THIS AMENDMENT TO MASTER SERVICES AGREEMENT (this “Amendment”),
effective as of May 16, 2023, by and among Unified Series Trust, an Ohio business trust (the “Trust”), and Ultimus Fund Solutions, LLC, an Ohio limited liability company (“Ultimus”) (collectively, the “Parties”).
WHEREAS, the Parties entered into that certain Master Services Agreement dated January 5, 2017, as amended (the “Agreement”); and
WHEREAS, Xxxxxxx seeks the Trust’s approval of transfer agent shareholder fees to be paid by shareholders of the Funds; and
WHEREAS, the Trust’s Board is agreeable to the aforementioned fee.
NOW, THEREFORE, in consideration of the premises and the mutual covenants and agreements herein set forth, the Parties agree as follows:
| 1. | Amendments. |
| (a) | The Agreement hereby is amended by inserting the following language in the Transfer Agency Fee Letters, which language shall supersede any existing references to Shareholder Fees. |
| Shareholder Fees**** | |
| Annual IRA Custodial Fee | $25.00 |
|
Removal of excess contribution or Xxxx conversion/recharacterization |
$25.00 |
| Outbound Wire | $15.00 |
| Returned ACH/Bounced Check | $25.00 |
| XXX Xxxxxxxxxx Fee (transfer or redemption) | $25.00 |
| Overnight Delivery | $35.00 |
| Statement Retrieval Fee | $25.00 |
****Fee may be passed through to shareholders of the Fund(s).
| 2. | Miscellaneous. |
| (a) | Except as amended hereby, the Agreement shall remain in full force and effect. |
| (b) | In the event of any conflict between this Amendment and the Agreement, this Amendment shall control. |
(b) This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
IN WITNESS WHEREOF, each party hereto has caused this Amendment to be executed by its duly authorized officer as of the date and year first above written.
| By: | /s/ Xxxxxx X. Xxxx Xxxxxx X. Xxxx |
President
ULTIMUS FUND SOLUTIONS, LLC
| By: | /s/ Xxxx Xxxxxxx Xxxx Xxxxxxx |
Chief Executive Officer
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