DISTRIBUTION AGREEMENTDistribution Agreement • December 15th, 2023 • Capitol Series Trust • Ohio
This Distribution Agreement (this “Agreement”), dated October 19, 2023, is made by and among Capitol Series Trust, an Ohio business trust (the “Trust”), Oak Harvest Investment Services, LLC, a Texas limited liability company (the “Advisor”), and Ultimus Fund Distributors, LLC, a limited liability company organized under the laws of the state of Ohio (“Distributor”).
CAPITOL SERIES TRUST EXPENSE LIMITATION AGREEMENTCapitol Series Trust • December 15th, 2023 • Capitol Series Trust
THIS AGREEMENT is made and entered into as of October 19, 2023, by and between Capitol Series Trust (the “Trust”), on behalf of its series portfolios as set forth on Appendix A (each a “Fund”), and Oak Harvest Investment Services, LLC (the “Adviser”), a Texas limited liability company.
CAPITOL SERIES TRUST INVESTMENT ADVISORY AGREEMENTCapitol Series Trust • December 15th, 2023 • Capitol Series Trust
This AGREEMENT is made effective as of October 19, 2023, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio, 45246, and Oak Harvest Investment Services, LLC, a Texas limited liability company, with its principal office and place of business at 920 Memorial City Way, Suite 150, Houston, Texas 77024 (the “Adviser”).
CUSTODIAN AGREEMENTFunds Transfer Services Agreement • December 15th, 2023 • Capitol Series Trust • New York
THIS AGREEMENT, dated as of December 1, 2023, between CAPITOL SERIES TRUST (the Trust), on behalf of its separate series listed on Exhibit A hereto (each a “Fund” and together the “Funds”), an open-end management investment company organized under the laws of Ohio and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian). For purposes of this Agreement, references hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio, as the context requires.
AMENDMENT NO. 2 TO AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • December 15th, 2023 • Capitol Series Trust
THIS AMENDMENT NO. 2 TO AMENDED AND RESTATED CONSULTING AGREEMENT (this “Amendment”), effective as of September 12, 2023, by and between Capitol Series Trust, a statutory trust organized under the laws of the state of Ohio (the “Trust”), and Northern Lights Compliance Services, LLC, a Nebraska limited liability company (“NLCS”).
TWENTY-EIGHTH AMENDMENT to MASTER SERVICES AGREEMENT between CAPITOL SERIES TRUST and ULTIMUS FUND SOLUTIONS, LLCMaster Services Agreement • December 15th, 2023 • Capitol Series Trust
This twenty-eighth amendment (the “Amendment”) revises the Master Services Agreement, dated December 21, 2016 (the “Agreement”), between Capitol Series Trust (the “Trust”), and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, and revises the Transfer Agent and Shareholder Services Fee Letter, dated December 18, 2021, between the Trust and Ultimus (collectively, the “Parties”) on behalf of the Alta Quality Growth Fund, Guardian Capital Dividend Growth Fund and the Guardian Capital Fundamental Global Equity Fund (the “Funds”).
DERIVATIVES RISK MANAGEMENT PROGRAM SUPPORT SERVICES ADDENDUMCapitol Series Trust • December 15th, 2023
This Derivatives Risk Management Program Support Services Addendum (this “Addendum”) with an effective date of June 23, 2022 shall be attached to and governed by that certain Master Services Agreement between Ultimus Fund Solutions, LLC (“Ultimus”) and Capitol Series Trust (the “Trust”) dated December 21, 2016 (the “Agreement). All capitalized terms used herein, unless otherwise defined, have the meaning ascribed to them in the Agreement as it may be supplemented or amended from time to time.
Schedule A-1 FEESConsulting Agreement • December 15th, 2023 • Capitol Series Trust
This Schedule A-1 is part of the Amended and Restated Consulting Agreement (the “Agreement”), dated September 14, 2022, entered into by and between Capitol Series Trust (the “Trust”) and Northern Lights Compliance Services, LLC (“NLCS”). Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.
THIRTY-FIRST AMENDMENT to the MASTER SERVICES AGREEMENT between CAPITOL SERIES TRUST and ULTIMUS FUND SOLUTIONS, LLCMaster Services Agreement • December 15th, 2023 • Capitol Series Trust
This thirty-first amendment (the “Amendment”) dated as of October 19, 2023, to the Master Services Agreement dated December 21, 2016, as amended (the “Agreement”) is made by and among Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
