NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT PLANROCK INVESTMENT MANAGEMENT, LLCOperating Expenses Limitation • December 19th, 2023 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 18th day of December, 2023, between and among NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of PlanRock Market Neutral Income ETF and PlanRock Alternative Growth ETF (each a “Fund” and collectively the “Funds”), series of the Trust; PLANROCK INVESTMENT MANAGEMENT LLC, advisor of the Funds (the “Advisor”); and STEPHEN HAMMERS, Managing Member of the Advisor.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and PLANROCK INVESTMENT MANAGEMENT, LLCInvestment Advisory Agreement • December 19th, 2023 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of December 12, 2023 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and PlanRock Investment Management, LLC, a Tennessee limited liability company (the “Adviser”) located at 1850 General George Patton Drive, Suite 205, Franklin TN 37067.
