CUSTODY AGREEMENT Dated December 18, 214 Between UMB BANK, N.A. and ASPIRATION FUNDSCustody Agreement • March 27th, 2015 • Aspiration Funds
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and Aspiration Funds on behalf each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTDividend Disbursing and Transfer Agent Agreement • March 27th, 2015 • Aspiration Funds • North Carolina
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT ("Agreement") is made and entered into as of December 9, 2014 by and between ASPIRATION FUNDS, a Delaware open-end management investment company (the "Trust"), and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company (the "Transfer Agent").
DISTRIBUTION AGREEMENTDistribution Agreement • March 27th, 2015 • Aspiration Funds
This AGREEMENT, dated December 9, 2014 between ASPIRATION FUNDS, an open-end management investment company organized under the laws of the State of Delaware (the "Trust") and CAPITAL INVESTMENT GROUP, INC., a North Carolina corporation (the "Distributor").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 27th, 2015 • Aspiration Funds • Delaware
AGREEMENT made this 24th day of January, 2014, between Aspiration Funds (the "Trust"), a Delaware statutory trust having its principal place of business at 188 West Northern Lights Boulevard, Suite 920, Anchorage, Alaska 99503, on behalf of the Fund(s) listed on Schedule A, and Aspiration Fund Adviser, LLC (the "Investment Adviser"), an investment adviser having its principal place of business at 9200 Sunset Boulevard, Los Angeles, California 90069.
SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • March 27th, 2015 • Aspiration Funds • Delaware
AGREEMENT made this 30th day of March, 2015, between Aspiration Fund Adviser, LLC (the "Investment Adviser"), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and UBS Global Asset Management (Americas) Inc. (the "Sub-Adviser"), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the U.S. Equity SRI Fund (the "Fund"), a series of Aspiration Funds (the "Trust").
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORSSubscription Agreement • March 27th, 2015 • Aspiration Funds
Aspiration Fund Adviser, LLC (the "Purchaser") subscribes to purchase a beneficial interest ("Interest") of the Aspiration US Sustainable Equity Fund ("Fund"), a series of Aspiration Funds, in the amount of $_____ for _____ share at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $_____.
EXPENSE LIMITATION AGREEMENT between ASPIRATION FUNDS and ASPIRATION FUND ADVISER, LLCExpense Limitation Agreement • March 27th, 2015 • Aspiration Funds
THIS EXPENSE LIMITATION AGREEMENT ("Agreement") is made and entered into effective as this 30th day of March, 2015 by and between ASPIRATION FUNDS, a Delaware statutory trust (the "Trust"), on behalf of its series, the Aspiration Flagship Fund, and the Aspiration U.S. Sustainable Equity Fund (the "Funds"), and ASPIRATION FUND ADVSIER, LLC, a California Limited Liability Company (the "Advisor").
