Underwriting AgreementUnderwriting Agreement • October 27th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledOctober 27th, 2023 Company Industry JurisdictionThe undersigned, Applied UV, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
WARRANT AGENT AGREEMENTWarrant Agent Agreement • October 27th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledOctober 27th, 2023 Company Industry JurisdictionTHIS WARRANT AGENT AGREEMENT (this “Agreement”) is entered into and made effective as of [*], 2023, by and between APPLIED UV, INC., a Nevada corporation (the “Company”), and VSTOCK TRANSFER, LLC, a New York limited liability company (“Vstock” or the “Warrant Agent”).
AGREEMENT AND PLAN OF MERGERMerger Agreement • October 27th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • Delaware
Contract Type FiledOctober 27th, 2023 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into and made effective as of September 1, 2023, by and between APPLIED UV, INC., a Delaware corporation (the “Company”) and APPLIED UV, INC., a Nevada corporation and a wholly owned subsidiary of the Company (“Newco”).