0001607062-23-000462 Sample Contracts

Underwriting Agreement

Underwriting Agreement • October 27th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • New York

• Contract Type
  Underwriting Agreement
• Filed
  October 27th, 2023
• Company
  Applied UV, Inc.
• Industry
  Electric lighting & wiring equipment
• Jurisdiction
  New York

The undersigned, Applied UV, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:

WARRANT AGENT AGREEMENT

Warrant Agent Agreement • October 27th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • New York

• Contract Type
  Warrant Agent Agreement
• Filed
  October 27th, 2023
• Company
  Applied UV, Inc.
• Industry
  Electric lighting & wiring equipment
• Jurisdiction
  New York

THIS WARRANT AGENT AGREEMENT (this “Agreement”) is entered into and made effective as of [*], 2023, by and between APPLIED UV, INC., a Nevada corporation (the “Company”), and VSTOCK TRANSFER, LLC, a New York limited liability company (“Vstock” or the “Warrant Agent”).

AGREEMENT AND PLAN OF MERGER

Agreement and Plan of Merger • October 27th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • Delaware

• Contract Type
  Agreement and Plan of Merger
• Filed
  October 27th, 2023
• Company
  Applied UV, Inc.
• Industry
  Electric lighting & wiring equipment
• Jurisdiction
  Delaware

THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into and made effective as of September 1, 2023, by and between APPLIED UV, INC., a Delaware corporation (the “Company”) and APPLIED UV, INC., a Nevada corporation and a wholly owned subsidiary of the Company (“Newco”).