UNDERWRITING AGREEMENTUnderwriting Agreement • November 17th, 2017 • OM Asset Management PLC • Investment advice • New York
OM Asset Management plc, a public limited company formed under the laws of England and Wales (the “Company”), and OM Group (UK) Limited, a private limited company formed under the laws of England and Wales (the “Selling Shareholder”), confirm their respective agreements with Morgan Stanley & Co. LLC (the “Underwriter,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), with respect to the sale by the Selling Shareholder and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Ordinary Shares, nominal value $0.001 per share, of the Company (“Ordinary Shares”) set forth in Schedules A and B hereto. The aforesaid 6,039,630 Ordinary Shares to be purchased by the Underwriters are herein called the “Securities.” To the extent there is only one Underwriter for the sale of the Securities, the term Representatives and the term Underwriters shall mean the Underwriter.
REDEMPTION AGREEMENT by and among OMAM (HFL) INC., a Delaware corporation, HEITMAN LLC, a Delaware limited liability company, and, for the limited purposes set forth herein, OMAM INC., a Delaware corporationRedemption Agreement • November 17th, 2017 • OM Asset Management PLC • Investment advice
THIS REDEMPTION AGREEMENT (this “Agreement”) is dated as of November 17, 2017 by and among OMAM (HFL) INC., a Delaware corporation (“Seller”), HEITMAN LLC, a Delaware limited liability company (“Company”), and, for the limited purposes set forth herein, OMAM Inc., a Delaware corporation (“Seller’s Parent”).
