SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • August 8th, 2017 • B. Riley Financial, Inc. • Services-business services, nec
Contract Type FiledAugust 8th, 2017 Company IndustryTHIS SECURITY AND PLEDGE AGREEMENT (this “Agreement”) is entered into as of April 13, 2017, among UNITED ONLINE, INC., a Delaware corporation (the “Borrower”), the other parties identified as “Grantors” on the signature pages hereto and such other parties that may become Grantors hereunder after the date hereof (together with the Borrower, each individually a “Grantor”, and collectively, the “Grantors”) and BANC OF CALIFORNIA, N.A., in its capacity as administrative agent (in such capacity, the “Administrative Agent”) for the Secured Parties.
UNCONDITIONAL GUARANTYUnconditional Guaranty • August 8th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • California
Contract Type FiledAugust 8th, 2017 Company Industry JurisdictionThis UNCONDITIONAL GUARANTY (this “Agreement”) is entered into as of April 13, 2017, by B. RILEY FINANCIAL, INC., a Delaware corporation (the “Guarantor”), in favor of BANC OF CALIFORNIA, N.A., in its capacity as administrative agent (in such capacity, the “Administrative Agent”), for the Secured Parties (as defined in the Credit Agreement, hereinafter defined).
CONSULTING SERVICES AGREEMENTConsulting Services Agreement • August 8th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • Virginia
Contract Type FiledAugust 8th, 2017 Company Industry JurisdictionTHIS CONSULTING SERVICES AGREEMENT (“Agreement”) is entered into as of July 3rd, 2017, by and between Richard J. Hendrix (“Consultant”) and FBR Capital Markets & Co. (“FBRC”).
SEVERANCE AGREEMENT AND GENERAL RELEASESeverance Agreement and General Release • August 8th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • Virginia
Contract Type FiledAugust 8th, 2017 Company Industry JurisdictionThis AGREEMENT is made as of the 3rd day of July 2017, between Richard J. Hendrix (“Executive”) and FBR Capital Markets & Co. (“FBRC”) and B. Riley & Co., LLC, together with their parent, B. Riley Financial, Inc., (collectively “the Company”).