ContractPurchase Warrant Agreement • June 26th, 2018 • Puhui Wealth Investment Management Co., Ltd. • Investment advice • New York
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE COMMENCEMENT OF SALES OF THE OFFERING TO ANYONE OTHER THAN (I) JOSEPH STONE CAPITAL, LLC, OR A REPRESENTATIVE OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF JOSEPH STONE CAPITAL, LLC, OR OF ANY SUCH UNDERWRITERS OR SELECTED DEALER.
ESCROW AGREEMENT (PUBLIC OFFERING)Escrow Agreement • June 26th, 2018 • Puhui Wealth Investment Management Co., Ltd. • Investment advice • New York
THIS AGREEMENT (this “Agreement”) is made this _______________, 2018 by and among Puhui Wealth Investment Management Co., Ltd. (the “Issuer”) and the Underwriter whose name and address appears on the Information Sheet (as defined herein) attached to this Agreement and Continental Stock Transfer & Trust Company, 1 State Street, 30th Floor, New York, New York 10004 (the “Escrow Agent”).
Lock-Up Agreement for Officers, Directors and 10% or Greater ShareholdersLock-Up Agreement • June 26th, 2018 • Puhui Wealth Investment Management Co., Ltd. • Investment advice • New York
This Lock-Up Agreement (this “Agreement”) is being delivered to Joseph Stone Capital, LLC (the “Underwriter”) in connection with the proposed Underwriting Agreement (the “Underwriting Agreement”) between Puhui Wealth Investment Management Co., Ltd., a Cayman Islands company (the “Company”), and the Underwriter, relating to the proposed public offering (the “Offering”) of ordinary shares, par value $0.001 per share (the “Ordinary Shares”), of the Company.
SUBSCRIPTION AGREEMENT Ordinary Shares of Puhui Wealth Investment Management Co., Ltd.Subscription Agreement • June 26th, 2018 • Puhui Wealth Investment Management Co., Ltd. • Investment advice
This subscription agreement (this “Subscription”) is dated ___________, 2018, by and between the investor identified on the signature page hereto (the “Investor”) and Puhui Wealth Investment Management Co., Ltd., a Cayman Islands company (the “Company”). The parties agree as follows:
UNDERWRITING AGREEMENT between PUHUI WEALTH INVESTMENT MANAGEMENT CO., LTD. (the “Company”) and JOSEPH STONE CAPITAL, LLC (the “Underwriter”) PUHUI WEALTH INVESTMENT MANAGEMENT CO., LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • June 26th, 2018 • Puhui Wealth Investment Management Co., Ltd. • Investment advice • New York
The undersigned, PUHUI WEALTH INVESTMENT MANAGEMENT CO., LTD., a Cayman Islands company (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries, affiliates or variable interest entities of the Company, the “Company”), hereby confirms its agreement with JOSEPH STONE CAPITAL, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) with respect to the sale by the Company, through the Underwriter, on a “best efforts” basis, of a minimum of [_______] ordinary shares of the Company and a maximum of [______] ordinary shares of the Company (the “Placement Shares”), par value US$0.001 per ordinary share (the “Shares”), at an anticipated offering price of US [$6.00] per ordinary share for gross offering proceeds of between US$8,000,000 (the “Minimum Offering”) and US$12,000,000 (the “Maximum Offering”) with an over-subscripti
