and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee INDENTURE dated as of May 7, 2019 SENIOR DEBT SECURITIES CROSS-REFERENCE TABLEIndenture • May 7th, 2019 • B. Riley Financial, Inc. • Services-business services, nec • New York
ContractUnderwriting Agreement • May 7th, 2019 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture“), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture“ and together with the Base Indenture, the “Indenture“), between the Company and The Bank of New York Mellon National Association, as trustee (the “Trustee“). The Notes will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC“) pursuant to a blanket letter of representations (the “DTC Agreement“) to be dated on or prior to the Closing Date (as defined herein), between the Company and DTC. The Indenture will be qualified under the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act“).
and The Bank of New York Mellon Trust Company, N.A., as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of May 7, 2019 to the Indenture dated as of May 7, 2019First Supplemental Indenture • May 7th, 2019 • B. Riley Financial, Inc. • Services-business services, nec • New York
FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of May 7, 2019, between B. Riley Financial, Inc., a Delaware corporation (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”).
