0001615774-20-000456 Sample Contracts

AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101

Sub-Placement Agent Agreement • January 17th, 2020 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York

• Contract Type
  Sub-Placement Agent Agreement
• Filed
  January 17th, 2020
• Company
  XAI Octagon Floating Rate & Alternative Income Term Trust
• Jurisdiction
  New York

AMENDED AND RESTATED DISTRIBUTION AGREEMENT

Distribution Agreement • January 17th, 2020 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York

• Contract Type
  Distribution Agreement
• Filed
  January 17th, 2020
• Company
  XAI Octagon Floating Rate & Alternative Income Term Trust
• Jurisdiction
  New York

This AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) made as of January 17, 2020 by and between XAI Octagon Floating Rate & Alternative Income Term Trust, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).