INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 17th, 2015 • Guggenheim Funds Trust • New York
THIS AGREEMENT is made as of November 17, 2015 between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
AMENDED AND RESTATED FUND OF FUNDS WAIVER AGREEMENT - SECURITY INVESTORS, LLCFund of Funds Waiver Agreement • November 17th, 2015 • Guggenheim Funds Trust
THIS AGREEMENT, dated as of November 17, 2015, is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth in Schedule A (each being referred to herein as a “Fund”), as may be amended from time to time. This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDED AND RESTATED FUND OF FUNDS WAIVER AGREEMENT-GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCFunds Waiver Agreement • November 17th, 2015 • Guggenheim Funds Trust
THIS AGREEMENT, dated as of November 17, 2015, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth in Schedule A (each being referred to herein as a “Fund”), as may be amended from time to time. This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 17th, 2015 • Guggenheim Funds Trust
THIS AGREEMENT, dated as of November 17, 2015, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDMENT TO THE TRANSFER AGENCY AGREEMENT DATED JANUARY 27, 2014 BETWEEN GUGGENHEIM FUNDS TRUST AND RYDEX FUND SERVICES, LLCThe Transfer Agency Agreement • November 17th, 2015 • Guggenheim Funds Trust
The following amendment (the “Amendment”) is made to the Transfer Agency Agreement between Guggenheim Funds Trust (the “Trust”) and Rydex Fund Services, LLC (“RFS”), dated January 27, 2014, as amended from time to time (the “Agreement”), and is hereby incorporated into and made a part of the Agreement:
AMENDED CUSTODY AGREEMENT SCHEDULECustody Agreement • November 17th, 2015 • Guggenheim Funds Trust
This Schedule II, amended and restated as of November 17, 2015, is the Schedule II to that certain Custody Agreement dated as of April 12, 2013 by and between each registered investment company listed on this Schedule II, on behalf of each series or portfolio as indicated therein, and The Bank of New York Mellon.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 17th, 2015 • Guggenheim Funds Trust
THIS AGREEMENT, dated as of November 17, 2015 is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDMENT TO THE FUND ACCOUNTING AND ADMINISTRATION AGREEMENT DATED JANUARY 27, 2014 BETWEEN GUGGENHEIM FUNDS TRUST AND RYDEX FUND SERVICES, LLCThe Fund Accounting and Administration Agreement • November 17th, 2015 • Guggenheim Funds Trust
The following amendment (the “Amendment”) is made to the Fund Accounting and Administration Agreement between Guggenheim Funds Trust (the “Trust”) and Rydex Fund Services, LLC (“RFS”), dated January 27, 2014, as amended from time to time (the “Agreement”), and is hereby incorporated into and made a part of the Agreement:
