Western Asset Mortgage Capital Corporation INDENTURE Dated as of October 2, 2017 DEBT SECURITIES Wells Fargo Bank, National Association TrusteeWestern Asset Mortgage Capital Corp • October 3rd, 2017 • Real estate investment trusts • New York
INDENTURE dated as of October 2, 2017, among Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), and Wells Fargo Bank, National Association, a national banking association organized under the laws of the United States, as trustee (the “Trustee”).
Western Asset Mortgage Capital Corporation Underwriting AgreementUnderwriting Agreement • October 3rd, 2017 • Western Asset Mortgage Capital Corp • Real estate investment trusts • New York
Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Underwriter”) $100,000,000 principal amount of its 6.75% Convertible Senior Notes due 2022 (the “Underwritten Securities”) and, at the option of the Underwriter, up to an additional $15,000,000 principal amount of its 6.75% Convertible Senior Notes due 2012 (the “Option Securities”) if and to the extent that the Underwriter shall have determined to exercise the option to purchase such Option Securities granted to the Underwriter in Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities.” The Securities will be convertible into cash, shares (the “Underlying Securities”) of common stock of the Company, par value $0.01 per share (the “Common Stock”), or a combination thereof, at the Company’s election. The Securities will be issued pursuant to an Indenture, to be dated as of October 2, 2017 (the “Base Indentu
