AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 29th, 2018 • Guggenheim Funds Trust
Contract Type FiledJanuary 29th, 2018 CompanyTHIS AGREEMENT, dated as of November 20, 2017 is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 29th, 2018 • Guggenheim Funds Trust
Contract Type FiledJanuary 29th, 2018 CompanyTHIS AMENDMENT to the Investment Advisory Agreement is made as of the 20th day of November 2017, between Guggenheim Funds Trust, a Delaware statutory trust (the “Trust”), and Guggenheim Partners Investment Management, LLC, a Delaware limited liability company (the “Investment Adviser”).
SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 29th, 2018 • Guggenheim Funds Trust
Contract Type FiledJanuary 29th, 2018 CompanyTHIS SECOND AMENDMENT to the Investment Advisory Agreement is made as of the 20th day of November 2017, between Guggenheim Funds Trust, a Delaware statutory trust (the “Trust”), and Guggenheim Partners Investment Management, LLC, a Delaware limited liability company (the “Investment Adviser”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 29th, 2018 • Guggenheim Funds Trust
Contract Type FiledJanuary 29th, 2018 CompanyTHIS AGREEMENT, dated as of November 20, 2017, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 29th, 2018 • Guggenheim Funds Trust
Contract Type FiledJanuary 29th, 2018 CompanyTHIS AMENDMENT to the Investment Management Agreement, is made as of May 24, 2017, between Guggenheim Funds Trust, a Delaware statutory trust (the “Trust”), and Security Investors, LLC, a Kansas limited liability company (the “Adviser”).
SECOND AMENDMENT TO INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • January 29th, 2018 • Guggenheim Funds Trust
Contract Type FiledJanuary 29th, 2018 CompanyTHIS SECOND AMENDMENT to the Investment Advisory Contract is made as of the 20th day of November 2017, between Guggenheim Funds Trust, a Delaware statutory trust (the “Trust”), and Security Investors, LLC, a Kansas limited liability company (the “Management Company”).