INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 13th, 2018 • Guggenheim Funds Trust • New York
THIS AGREEMENT is made as of November 16, 2018, between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
AMENDED AND RESTATED FUND OF FUNDS WAIVER AGREEMENT—GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCFund of Funds Waiver Agreement • December 13th, 2018 • Guggenheim Funds Trust
THIS AGREEMENT, dated as of November 16, 2018, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth in Schedule A (each being referred to herein as a “Fund”), as may be amended from time to time. This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDED AND RESTATED SCHEDULE II - CUSTODY AGREEMENTCompanies and Series • December 13th, 2018 • Guggenheim Funds Trust
This Schedule II, amended and restated as of November 30, 2018, is the Schedule II to that certain Custody Agreement dated as of April 12, 2013 by and between each registered investment company listed on this Schedule II, on behalf of each series or portfolio as indicated therein, and The Bank of New York Mellon.
AMENDMENT: GUGGENHEIM ULTRA SHORT DURATION FUNDGuggenheim Funds Trust • December 13th, 2018
This Amendment (the “Amendment”) to the agreements listed in Schedule 1 (the “Existing Agreements”) is dated November 20, 2018 (the “Effective Date”), and is between MUFG Investor Services (US), LLC (“MUIS”) and Guggenheim Funds Trust (the “Trust”), (MUIS and each Trust are each a “Party” and collectively, the “Parties”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 13th, 2018 • Guggenheim Funds Trust
THIS AGREEMENT, dated as of November 16, 2018, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
