FIRST AMENDMENT TO BETA SERVICES AGREEMENTBeta Services Agreement • March 14th, 2024 • AssetMark Financial Holdings, Inc. • Investment advice
THIS FIRST AMENDMENT (the "Amendment"), is made effective this 20th day of July, 2022 (the “Effective Date”), by and between Beta Plus Technologies, Inc. (as successor in interest to Refinitiv US LLC, “BetaNXT”), and AssetMark Financial Holdings, Inc. (“AssetMark”) (“Client” or "Subscriber") and amends the BETA Services Master Subscription Agreement between the parties dated May 1st, 2020 (the “Agreement”).
AMENDMENT #2 TO MASTER SERVICES AGREEMENTMaster Services Agreement • March 14th, 2024 • AssetMark Financial Holdings, Inc. • Investment advice
This is the Second Amendment (“Amendment #2”) to the Master Services Agreement dated August 1, 2017 as amended, and together with all addenda (the “Agreement”), by and between:
AMENDMENT No. 9 TO THE SUBCUSTODIAL AND SERVICES AGREEMENTSubcustodial and Services Agreement • March 14th, 2024 • AssetMark Financial Holdings, Inc. • Investment advice
This Amendment No.9 (this “Amendment”) hereby amends the Agreement and sets forth the terms and conditions of the agreement between Fidelity and AssetMark, regarding AssetMark’s instructions to Fidelity to transmit Client Data and Third Party Data to Refinitiv US LLC (“Refinitiv”) and allow Refinitiv to provide trade instructions and other transaction details (ex: cost basis information) and affect transactions through the Refinitiv Beta interface to Fidelity through an inbound file process (“IFP”) connection (pursuant to the procedures in Exhibit A) established between Refinitiv and Fidelity on AssetMark’s behalf and any FIX connections established by AssetMark and/or Refinitv for the delivery of trade instructions or transaction details to Fidelity (“AssetMark’s Request”). To further AssetMark’s Request, AssetMark, Fidelity and Refinitiv has entered into that certain Data Transmission and Access Agreement, dated as of January 22 2021, which contemplates the access to and use of the C
