8,800,000 SHARES OF COMMON STOCK SERIES A WARRANTS EXERCISABLE INTO 8,800,000 SHARES OF COMMON STOCK OF ARTELO BIOSCIENCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 14th, 2020 • Artelo Biosciences, Inc. • Services-business services, nec • New York
Contract Type FiledOctober 14th, 2020 Company Industry JurisdictionThe undersigned, Artelo Biosciences, Inc., a Nevada corporation (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of Artelo Biosciences, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters, if any (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
Artelo Biosciences, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of October 14, 2020 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 14th, 2020 • Artelo Biosciences, Inc. • Services-business services, nec • New York
Contract Type FiledOctober 14th, 2020 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of October 14, 2020 (“Agreement”), between Artelo Biosciences, Inc., a Nevada corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Warrant Agent”).