AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • March 24th, 2017 • Root9B Holdings, Inc. • Services-management consulting services • Delaware
This Amendment No. 1 (the “Amendment”) to that certain Common Stock Purchase Warrant (the “Warrant”) issued to the undersigned (the “Registered Holder”) pursuant to that certain Securities Purchase Agreement (as amended, the “Agreement’), by and among root9B Holdings, Inc. (f/k/a root9B Technologies, Inc.), a Delaware corporation (the “Company”) and the Purchasers (as defined therein), is entered into effective as of March 24, 2017 (the “Effective Date”). Capitalized terms used in this Amendment that are not otherwise defined herein shall have the respective meanings assigned to them in the Warrant.
AMENDMENT NO. 2 TO SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • March 24th, 2017 • Root9B Holdings, Inc. • Services-management consulting services • Delaware
This Amendment No. 2 (the “Amendment”) to that certain Secured Convertible Promissory Note (the “Note”) issued to the undersigned (the “Holder”) pursuant to that certain Securities Purchase Agreement dated as of September 9, 2016 (as amended, the “Agreement”), by and among root9B Holdings, Inc. (f/k/a root9B Technologies, Inc.), a Delaware corporation (the “Company”) and the Purchasers (as defined therein), is entered into effective as of March 24, 2017 (the “Effective Date”). Capitalized terms used in this Amendment that are not otherwise defined herein shall have the respective meanings assigned to them in the Note.
