AMENDMENT NO. 1 TO KRONOS ADVANCED TECHNOLOGIES, INC. SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • January 7th, 2008 • Kronos Advanced Technologies Inc • Industrial & commercial fans & blowers & air purifing equip
Exhibit 10.1 THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. SUCH SECURITIES AND ANY SECURITIES OR SHARES ISSUED HEREUNDER MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN EXEMPTION...Secured Convertible Promissory Note • June 13th, 2007 • Sionix Corp • Machine tools, metal cutting types • New York
XG SCIENCES, INC. Secured Convertible Promissory Note Due March 18, 2018Secured Convertible Promissory Note • January 27th, 2016 • Xg Sciences Inc • Plastic materials, synth resins & nonvulcan elastomers • Michigan
This Secured Convertible Promissory Note (this “Note”) is issued this 15th day of January 2014, jointly and severally by XG Sciences, Inc. (“XGS”), a Michigan corporation, and XG Sciences IP, LLC, a Michigan limited liability company and wholly-owned subsidiary of XGS (collectively, the “Borrower” or the “Company”), to XGS II, LLC, a Florida limited liability company (“XGS II” or the “Holder”). This Note restates the $200,000.00 Secured Convertible Promissory Note issued on October 15, 2013 by XGS to XGS II (the “Prior Note”) as adjusted to reflect an increase in the principal pursuant to a reallocation of principal and accrued interest described in Section 1(b) of the Second Amended & Restated Purchase Agreement between XGS and Aspen Advanced Opportunity Fund, LP. The Prior Note was issued pursuant to that certain Purchase Agreement between XGS and XGS II, originally entered on July 12, 2013, and amended and restated on January 15, 2014 (the “Purchase Agreement”). The Prior Note is he
KRONOS ADVANCED TECHNOLOGIES, INC. Secured Convertible Promissory Note due June 19, 2010Secured Convertible Promissory Note • July 2nd, 2007 • Sands Brothers Venture Capital Ii LLLC • Industrial & commercial fans & blowers & air purifing equip • New York
For value received, Kronos Advanced Technologies, Inc., a Nevada corporation whose principal office is located at 464 Common Street, Box 301, Belmont, Massachusetts 02478 (the “Maker”), hereby promises to pay to the order of AirWorks Funding LLLP, a Georgia limited liability limited partnership, whose principal office is located at 655 Madison Avenue, 23rd Floor, New York, New York 10021 (together with its successors, representatives, and permitted assigns, the “Holder”), in accordance with the terms hereinafter provided, the principal amount of Ten Million Eight Hundred Twenty Thousand Dollars ($10,820,000.00) or so much thereof as may be advanced by the Holder to Maker in accordance with the provisions of the Funding Agreement, together with interest thereon. This Secured Convertible Promissory Note (this “Note”) is one of the duly authorized Notes of Maker issued in connection with that Funding Agreement of even date herewith by and among the Maker and the Lenders (the “Funding Agre
ContractSecured Convertible Promissory Note • December 23rd, 2008 • IDO Security Inc. • Services-medical laboratories • New York
THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS NOTE UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO IDO SECURITY INC. THAT SUCH REGISTRATION IS NOT REQUIRED.
OFSecured Convertible Promissory Note • December 21st, 2004 • Homenet Corp • Services-management consulting services • Utah
BONDS.COM GROUP, INC. SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • July 7th, 2009 • Bonds.com Group, Inc. • Services-management consulting services • Florida
THIS SECURED CONVERTIBLE PROMISSORY NOTE (this “Note”) is made as of the 30th day of June 2009, by Bonds.com Group, Inc., a Delaware corporation (the “Maker”), in favor of [_____________] or its assigns (“Payee”).
AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • May 30th, 2019 • EVO Transportation & Energy Services, Inc. • Retail-auto dealers & gasoline stations
This Amendment to Secured Convertible Promissory Note is made and entered into effective as of April 22, 2019, by and between EVO Transportation & Energy Services, Inc. (“Borrower”) and Thomas J. Kiley (“Noteholder”).
SECOND AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • March 29th, 2022 • EVO Transportation & Energy Services, Inc. • Retail-auto dealers & gasoline stations
This Second Amendment to Secured Convertible Promissory Note is made and entered into effective as of March 11, 2022, by and between EVO Transportation & Energy Services, Inc. (“Borrower”) and Danny R. Cuzick (“Noteholder”).
BIONIK LABORATORIES CORP. SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • February 8th, 2023 • Bionik Laboratories Corp. • Orthopedic, prosthetic & surgical appliances & supplies
This Note is the convertible promissory note referred to in that certain Subscription Agreement dated as of the date hereof (the “Subscription Agreement”), between the Company and the Holder.
Stratus Media Group, Inc. SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • December 12th, 2014 • Barer Sol J • Pharmaceutical preparations • Nevada
This SECURED CONVERTIBLE PROMISSORY NOTE (“Note”), dated as of August 6, 2013, is entered into by Stratus Media Group, Inc., a Nevada corporation (the “Company”) and Sol Barer (the “Lender”).
ContractSecured Convertible Promissory Note • January 17th, 2008 • Ambient Corp /Ny • Telephone communications (no radiotelephone) • New York
THIS NOTE AND THE SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION OR RECEIPT BY THE MAKER OF AN OPINION OF COUNSEL IN THE FORM, SUBSTANCE AND SCOPE REASONABLY SATISFACTORY TO THE MAKER THAT THIS NOTE AND THE SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION HEREOF MAY BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF, UNDER AN EXEMPTION FROM REGISTRATION UNDER THE ACT AND SUCH STATE SECURITIES LAWS.
ContractSecured Convertible Promissory Note • November 3rd, 2008 • Axs One Inc • Services-prepackaged software • New York
THIS NOTE AND THE RIGHTS PROVIDED HEREIN ARE SUBJECT IN ALL RESPECTS TO THE TERMS OF THE SECOND AMENDED AND RESTATED SUBORDINATION AGREEMENT OF EVEN DATE HEREWITH BETWEEN THE AGENT OF THE PAYEE AND SAND HILL FINANCE, LLC.
ContractSecured Convertible Promissory Note • May 23rd, 2011 • Digitiliti Inc • Computer storage devices • Minnesota
THIS SECURITY HAS NOT BEEN REGISTERED UNDER EITHER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR APPLICABLE BLUE SKY LAWS, AND IS SUBJECT TO CERTAIN INVESTMENT REPRESENTATIONS. THIS SECURITY MAY NOT BE SOLD, OFFERED FOR SALE OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION UNDER THE ACT AND APPLICABLE BLUE SKY LAWS, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
ARTICLE ISecured Convertible Promissory Note • July 20th, 2006 • Universal Communication Systems Inc • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
VIA MOTORS INTERNATIONAL, INC. SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • February 1st, 2022 • Ideanomics, Inc. • Motor vehicles & passenger car bodies
FOR VALUE RECEIVED, in accordance with the Merger Agreement, dated as of the date hereof, by and among Ideanomics, Inc., a Nevada corporation (the “Lender”), VIA Motors International, Inc., a Delaware corporation (the “Borrower”) and the other parties thereto (the “Merger Agreement”), the undersigned, Borrower hereby promises to pay to the above named Lender or any subsequent holder the principal sum of FORTY-TWO MILLION FIVE HUNDRED THOUSAND Dollars (US$42,500,000). Simple interest on the outstanding principal hereof shall accrue from the date hereof to the Maturity Date at the rate of four percent (4%) per annum (such principal and interest together and all other amounts due and owing hereunder, the “Obligations”). All computations of interest under this Secured Convertible Promissory Note (this “Note”) shall be made on the basis of a 365-day year and the actual days elapsed (including the first but excluding the last day) occurring in the period. Capitalized terms not otherwise defi
ContractSecured Convertible Promissory Note • August 13th, 2019 • Globe Photos, Inc. • Retail-retail stores, nec
THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. IT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE CORPORATION THAT SUCH REGISTRATION IS NOT REQUIRED.
ContractSecured Convertible Promissory Note • April 7th, 2021 • H-Cyte, Inc. • Surgical & medical instruments & apparatus
THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE CORPORATION THAT SUCH REGISTRATION IS NOT REQUIRED.
ContractSecured Convertible Promissory Note • June 26th, 2020 • INVO Bioscience, Inc. • Surgical & medical instruments & apparatus • Nevada
THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED OR SOLD IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, REGISTRATION UNDER SAID ACT.
ENVOY MEDICAL CORPORATION THIRD AMENDED AND RESTATED SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • June 30th, 2023 • Anzu Special Acquisition Corp I • Orthopedic, prosthetic & surgical appliances & supplies • Minnesota
This amended and restated secured convertible promissory note (“Note”) is issued to CBR HOLDINGS, LLC (“Investor”) by Envoy Medical Corporation, a Minnesota corporation (the “Company”) and replaces the second amended and restated secured convertible promissory note dated February 9, 2017, issued to Investor by the Company, whereby the Company agreed to pay Investor the principal sum of Two Hundred Thousand and No/100 Dollars ($200,000.00) (the “Previous Note”). Upon the execution of this Note, the Previous Note shall be deemed cancelled and not outstanding.
BIONIK LABORATORIES CORP. SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • June 9th, 2020 • Bionik Laboratories Corp. • Orthopedic, prosthetic & surgical appliances & supplies • Delaware
This Note is a convertible promissory note referred to in that certain Subscription Agreement dated as of the date hereof, or series of like subscription agreements (individually or collectively, the “Subscription Agreement”), among the Company and the subscribers named therein, pursuant to which the Company is seeking to borrow up to $7,000,000 (the “Offering”).
ContractSecured Convertible Promissory Note • February 2nd, 2007 • Global Matrechs, Inc. • Patent owners & lessors
NEITHER THIS NOTE NOR THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE BEEN THE SUBJECT OF REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATE, AND THE SAME HAVE BEEN (OR WILL BE, WITH RESPECT TO THE SECURITIES ISSUABLE UPON CONVERSION HEREOF) ISSUED IN RELIANCE ON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF SAID ACT AND SUCH LAWS. NEITHER THIS NOTE NOR THE SECURITIES ISSUABLE UPON CONVERSION HEREOF MAY BE SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT AS PERMITTED UNDER SUCH SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM.
SECURED CONVERTIBLE PROMISSORY NOTE AMENDMENT ISecured Convertible Promissory Note • July 14th, 2015 • Location Based Technologies, Inc. • Search, detection, navagation, guidance, aeronautical sys
This First Amendment (the "Amendment”) is to amend the following terms and conditions of the Secured Convertible Promissory Note dated February 3, 2015, (the “Note”) by and between Location Based Technologies, Inc., a Nevada corporation (the "Company"), and Greggory Haugen (the “Lender”) (each a, “Party” both are, “Parties”).
SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • June 4th, 2020 • 1847 Goedeker Inc. • Retail-home furniture, furnishings & equipment stores • New York
This first amendment to the Secured Convertible Promissory Note, dated May 11, 2020 (the “Amendment”), is entered into by 1847 Holdings LLC, a Delaware limited liability company (“EFSH”), 1847 GOEDEKER HOLDCO INC., a Delaware corporation and majority- owned subsidiary of EFSH (“Holdco”), and 1847 GOEDEKER INC. a Delaware corporation and wholly-owned subsidiary of Holdco (“GI” and with EFSH and Holdco, collectively hereinafter called “Borrower”) and Leonite Capital, LLC, a Delaware limited liability company (“Holder”).
AMENDED AND RESTATED SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • September 1st, 2005 • Hyperfeed Technologies Inc • Security & commodity brokers, dealers, exchanges & services • California
The undersigned, Hyperfeed Technologies, Inc., a Delaware corporation (“Borrower”), and PICO Holdings, Inc., a California corporation (“Lender”), are parties to that certain Amended and Restated Secured Convertible Promissory Note, dated March 28, 2005 (the “Prior Note”), pursuant to which $4,102,460 remains outstanding and unpaid as of the date hereof, which amount includes all accrued interest and all other amounts owing from Borrower to Lender (the “Prior Balance”). The Borrower and Lender hereby agree to amend and restate the Prior Note though this Amended and Restated Secured Convertible Promissory Note, and Borrower hereby promises to pay to Lender the principal sum or so much of the principal sum of Six Million Dollars ($6,000,000) as may from time to time have been advanced and be outstanding, together with accrued interest as provided herein. Borrower and Lender acknowledge that the Prior Balance hereby remains outstanding pursuant to the terms of this Amended and Restated Sec
AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • February 29th, 2008 • Nexus Nano Electronics, Inc. • Electronic components, nec
THIS AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTE (this “Amendment”) is made and entered into this 25h day of February 2008, by and between CSI BUSINESS FINANCE, INC., a Texas corporation having its principal place of business at 109 North Post Oak Lane, Suite 422, Houston, Texas 77024 (the “Company”) and Nexus Nano Electronics, Inc., a Nevada corporation with its principal place of business at 2110 Shady Branch Drive, Kingwood, Texas 77339 (“Nexus Nano”, and together with the Company, the “Parties”, and each, a “Party”).
SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • November 14th, 2024 • Momentus Inc. • Guided missiles & space vehicles & parts
FOR VALUE RECEIVED, MOMENTUS INC. (the “Borrower”) hereby unconditionally promises to pay to the order of SPACE INFRASTRUCTURES VENTURES, LLC (the “Lender”) the principal amount of up to $2,300,000 to the account specified by the Lender from time to time in writing, pursuant to the terms of this secured, convertible promissory note (together with all documents, instruments, and agreements entered into and/or delivered in connection herewith, the “Secured Note”).
AMENDMENT NO. 2 TO SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • February 29th, 2024 • Abvc Biopharma, Inc. • Pharmaceutical preparations
This Amendment No. 2 to Senior Convertible Promissory Note (this “Amendment”) is entered into as of February [ ], 2024 (the “Amendment Date”), by and between Lind Global fund II LP, a Delaware limited partnership (“Holder”), and ABVC BioPharma, Inc., a Nevada corporation (“Maker”). Capitalized terms used in this Amendment without definition shall have the meanings given to them in the Note (as defined below).
Exhibit 4.2 SECURED CONVERTIBLE PROMISSORY NOTE $_____________ Executed at: ___________, _________Secured Convertible Promissory Note • June 6th, 2003 • Theglobe Com Inc • Services-advertising • Delaware
JUNE 12, 2008 SECURED CONVERTIBLE PROMISSORY NOTE THEREFORE, FOR VALUE RECEIVED the undersigned, promises to pay to iVoice, Inc., all of the Fees as defined in Section 3 of Administrative Services Agreement by and between Thomas Pharmaceuticals, Ltd....Secured Convertible Promissory Note • August 14th, 2008 • Thomas Pharmaceuticals, Ltd. • Pharmaceutical preparations
prh 2 SECURED Convertible Promissory NOTESecured Convertible Promissory Note • January 7th, 2020 • Provectus Biopharmaceuticals, Inc. • Pharmaceutical preparations
FOR VALUE RECEIVED, the undersigned Provectus Biopharmaceuticals, Inc., a Delaware corporation (the “Borrower”), hereby promises to pay to the order of [●] at the Lender’s address located at [●] or at such other place as the Lender may designate to the Borrower in writing from time to time, the principal sum set forth in Paragraph A below, or, if less, so much thereof as is outstanding hereunder, in lawful money of the United States of America and in immediately available funds, and to pay interest on said principal sum or the unpaid balance thereof, in like money at said office. Each undersigned Subsidiary of the Borrower hereby joins this Note for the purposes of Paragraph H of this Note, whereby the Borrower grants a Security Interest in the Intellectual Property of the Borrower and its Subsidiaries in favor of the Lender. Capitalized terms used in this Note but not immediately defined shall have the meanings set forth in Paragraph M below.
FORM OF AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • July 11th, 2017 • IDdriven, Inc. • Services-prepackaged software • Nevada
THIS AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTE (the “Amendment”) is made effective as of June __, 2017 (the “Effective Date”) by and between IDdriven, Inc., a Nevada corporation (the “Company”) and [__] (the “Holder”) (collectively the “Parties”).
ContractSecured Convertible Promissory Note • November 27th, 2018 • ICTV Brands Inc. • Retail-catalog & mail-order houses
THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”) OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED OR HYPOTHECATED UNLESS PURSUANT TO SEC RULE 144 OR UNLESS THERE IS AN EFFECTIVE REGISTRATION STATEMENT UNDER THE 1933 ACT AND THE SECURITIES LAWS OF ANY STATE COVERING SUCH SECURITIES OR THE COMPANY RECEIVES AN OPINION OF COUNSEL FOR THE HOLDER OF THE SECURITIES REASONABLY SATISFACTORY TO THE COMPANY, STATING THAT SUCH SALE, TRANSFER, ASSIGNMENT OR HYPOTHECATION IS EXEMPT FROM THE REGISTRATION AND PROSPECTUS DELIVERY REQUIREMENTS OF THE 1933 ACT AND THE SECURITIES LAWS OF ANY STATE.
AMENDMENT #4 TO SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • August 11th, 2017 • CV Sciences, Inc. • Medicinal chemicals & botanical products
This Amendment #4 to Secured Convertible Promissory Note (this "Amendment") is entered into as of August 2, 2017, by and between ILIAD RESEARCH AND TRADING, L.P., a Utah limited partnership ("Lender"), and CV SCIENCES, INC., a Delaware corporation ("Borrower"). Capitalized terms used in this Amendment without definition shall have the meanings given to them in the Note (as defined below).
BERMAN CENTER, INC. AMENDMENT NO. 3 TO SECURED CONVERTIBLE PROMISSORY NOTESecured Convertible Promissory Note • August 22nd, 2007 • Berman Center, Inc. • Services-health services
This Amendment No. 3 (this “Amendment”), dated August 16, 2007, amends that certain Secured Convertible Promissory Note pursuant to which Berman Center, Inc. (the “Company”) borrowed from Hunter Fund LTD (the “Holder”) the aggregate principal amount of $225,000 dated as of March 7, 2007 (the “Note”). All capitalized terms used herein and not defined shall have the meanings given to them in the Note.
