IMAGEWARE SYSTEMS, INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 13th, 2018 • Imageware Systems Inc • Services-prepackaged software • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 10, 2018, is made by and among ImageWare Systems, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and each of the purchasers (individually, a “Purchaser” and collectively the “Purchasers”) set forth on the signature pages hereto (each, a “Signature Page” and collectively the “Signature Pages”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 13th, 2018 • Imageware Systems Inc • Services-prepackaged software • New York
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 10th day of September, 2018 by and among ImageWare Systems, Inc., a Delaware corporation (the “Company”), and the “Purchasers” named in that certain Securities Purchase Agreement by and among the Company and the Purchasers (the “Purchase Agreement”). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein.
EXCHANGE AGREEMENTExchange Agreement • September 13th, 2018 • Imageware Systems Inc • Services-prepackaged software • California
This Exchange Agreement (this “Agreement”) is dated as of September __, 2018 (the “Closing Date”), by and among ImageWare Systems, Inc., a Delaware corporation (the “Company”), and ________ (“______”).
ImageWare Systems, Inc. PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 13th, 2018 • Imageware Systems Inc • Services-prepackaged software • New York
ImageWare Systems, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this “Agreement”) and the Securities Purchase Agreement in a form mutually agreed upon by the Company and the Placement Agent (the “Purchase Agreement”) entered into with the investors identified therein (each, an “Investor” and collectively, the “Investors”), to issue and sell up to an aggregate of 890 shares of the Company’s Series C Convertible Preferred Stock (the “Preferred Stock”), which are convertible into shares of the Company’s Common Stock (the “Conversion Shares,” and together with the Preferred Stock, the “Securities”). The Company hereby confirms its agreement with Northland Securities, Inc. (“Northland” or the “Placement Agent”) as set forth below. Northland Capital Markets is the trade name for certain capital markets and investment banking activities of Northland Securities, Inc., member FINRA/SIPC.
