LIGHTHOUSE LIFE CAPITAL, LLC MANAGING BROKER-DEALER AGREEMENTParticipating Dealer Agreement • December 30th, 2021 • Lighthouse Life Capital, LLC • Life insurance • Illinois
Lighthouse Life Capital, LLC , a Delaware limited liability company (the “Company”), is qualifying for the public sale of a maximum of its 8.5% senior beacon bonds or Class A Bonds, and its 6.5% senior beacon bonds, or Class B Bonds (the “Bonds”), pursuant to an exemption from registration under Regulation A (“Regulation A”) promulgated by the Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933 (the “Securities Act”), at the purchase price per Bond set forth in the Offering Statement (as defined below) (the “Offering”). The Company desires to appoint International Assets Advisory LLC (“IAA”), a Florida limited liability company, as managing broker-dealer for the Offering (the “Managing Broker-Dealer”) on the terms and conditions described herein. The Managing Broker-Dealer shall have the right to enter into (i) Participating Dealer Agreements substantially in the form attached to this Managing Broker-Dealer Agreement (this “Agreement”) as “Exhibit B” with
FIRST AMENDMENT TO MANAGING BROKER-DEALER AGREEMENTBroker-Dealer Agreement • December 30th, 2021 • Lighthouse Life Capital, LLC • Life insurance
THIS FIRST AMENDMENT TO MANAGING BROKER-DEALER AGREEMENT (this “First Amendment”) is effective as of this 15th day of January 2021, by and between Lighthouse Life Capital, LLC, a Delaware limited liability company (“LLC”), and International Assets Advisory, LLC, a Florida limited liability company (“IAA”).
