FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANTCatheter Precision, Inc. • June 26th, 2024 • Surgical & medical instruments & apparatus • New York
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Catheter Precision, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right
UNDERWRITER COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC.Underwriter Common Stock Purchase • June 26th, 2024 • Catheter Precision, Inc. • Surgical & medical instruments & apparatus • New York
THIS UNDERWRITER COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is six months from the effective date of the Registration Statement (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is the five (5) year anniversary of the effective date of the Registration Statement, provided that, if such date is not a Trading Day, the date that is the immediately following Trading Day (the “Termination Date”) (the “Termination Date”), but not thereafter, to subscribe for and purchase from Catheter Precision, Inc., a Delaware corporation (the “Company”), up to _________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be e
Catheter Precision, Inc. and Equiniti Trust Company, LLC (formerly known as American Stock Transfer and Trust Company), as Warrant Agent Warrant Agency Agreement Dated as of June __, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • June 26th, 2024 • Catheter Precision, Inc. • Surgical & medical instruments & apparatus • New York
WARRANT AGENCY AGREEMENT, dated as of June __, 2024 (“Agreement”), between Catheter Precision, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (formerly known as American Stock Transfer and Trust Company), a New York limited liability trust company (the “Warrant Agent”).
SHARES of Common Stock pre-funded warrants to purchase _______ shares of common stock OF CATHETER PRECISION, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 26th, 2024 • Catheter Precision, Inc. • Surgical & medical instruments & apparatus • New York
The undersigned, Catheter Precision, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters, if any (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
