ETF DISTRIBUTION AGREEMENTDistribution Agreement • December 27th, 2016 • OSI ETF Trust • Delaware
This Distribution Agreement (the "Agreement") is made this 15th day of December 2016, by and between OSI ETF Trust, a Delaware statutory trust (the "Trust"), on behalf of each of its series (each, a "Fund", and collectively the "Funds"), having its principal place of business at 60 State Street, Suite 700, Boston, MA 02109, and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distributor") having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
AUTHORIZED PARTICIPANT AGREEMENT OSI ETF TRUSTAuthorized Participant Agreement • December 27th, 2016 • OSI ETF Trust • New York
This Authorized Participant Agreement (the "Agreement") is entered into by and between Foreside Fund Services, LLC (the "Distributor") and [Participant Name] (the "Participant") and is subject to acceptance by JPMorgan Chase Bank, N.A. (the "Index Receipt Agent") and is further subject to acknowledgement and agreement by OSI ETF Trust (the "Trust") solely with respect to Sections 4(c), and 12(c) herein. With respect to all other Sections of this Agreement, the Distributor, the Participant and the Index Receipt Agent acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 27th, 2016 • OSI ETF Trust • Delaware
Agreement made as of December 12, 2016, between OSI ETF Trust, a Delaware statutory trust and registered open-end management investment company (the "Trust"), and O'Shares Investment Advisers, LLC (the "Adviser"), a registered investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
FORM OF AGENCY SERVICES AGREEMENTAgency Services Agreement • December 27th, 2016 • OSI ETF Trust • New York
THIS AGENCY SERVICES AGREEMENT made as of the day of by and between OSI ETF Trust, a Delaware Statutory Trust registered as an investment company with the SEC under the Investment Company Act of 1940 (the "1940 Act") , with offices at 60 STATE STREET STE 700 BOSTON MA (the "Trust"), on behalf of itself and its series listed on Exhibit A hereto (each a "Fund" or an "ETF Series"), separately and not jointly,, and JPMORGAN CHASE BANK, N.A. a national banking association with a place of business at 4 New York Plaza, New York, New York 10004 ("J.P. Morgan").
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 27th, 2016 • OSI ETF Trust • Delaware
Agreement made as of between O'Shares Investment Advisers, LLC (the "Adviser"), a Delaware limited liability company with its principal offices located at 1010 Sherbrooke St. West, Suite 2510, Montreal, QC H3A 2R7 (Canada), and Vident Investment Advisory, LLC (the "Sub-Adviser"), a Delaware limited liability company with its principal offices located at 300 Colonial Center Parkway, Suite 330, Roswell, Georgia 30076.
FUND CCO AND AMLO AGREEMENTCompliance Services Agreement • December 27th, 2016 • OSI ETF Trust • Delaware
AGREEMENT made as of December 15, 2016, by and between OSI ETF Trust, a Delaware statutory trust (the "Fund Company"), on behalf of each of its series (each, a "Fund" and collectively as the "Funds"), with its principal office and place of business at 60 State Street, Suite 700, Boston, Massachusetts 02109, and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 ("Foreside").
FUND CFO/TREASURER AGREEMENTFund Cfo/Treasurer Agreement • December 27th, 2016 • OSI ETF Trust • Delaware
AGREEMENT made as of December 15, 2016, by and between OSI ETF Trust, a Delaware statutory trust (the "Fund"), on behalf of each of its series (each, a "Series", and collectively the "Series"), with its principal office and place of business at 60 State Street, Suite 700, Boston, Massachusetts 02109, and Foreside Fund Officer Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 ("Foreside").
OSI ETF Trust Fee Waiver AgreementFee Waiver Agreement • December 27th, 2016 • OSI ETF Trust
THIS AGREEMENT (the "Agreement") is made by O'Shares Investment Advisers, LLC (the "Adviser"), effective as of the 12th day of December, 2016.
PURCHASE AGREEMENTPurchase Agreement • December 27th, 2016 • OSI ETF Trust
OSI ETF Trust (the "Trust"), a Delaware statutory trust, and O'Shares Investment Advisers, LLC ("O'Shares"), hereby agree as follows:
