COMMON STOCK PURCHASE WARRANT ENVISION SOLAR INTERNATIONAL, INC.Envision Solar International, Inc. • April 4th, 2019 • Semiconductors & related devices • New York
Company FiledApril 4th, 2019 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 20231 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Envision Solar International, Inc., a company incorporated under the laws of the State of Nevada (the “Company”), up to [___] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole register
ENVISION SOLAR INTERNATIONAL, INC. and CORPORATE STOCK TRANSFER, INC., as Warrant Agent Warrant Agency Agreement Dated as of April __, 2019 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 4th, 2019 • Envision Solar International, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 4th, 2019 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of April __, 2019 (“Agreement”), between Envision Solar International, Inc., a corporation organized under the laws of the State of Nevada (the “Company”), and Corporate Stock Transfer, Inc., a corporation organized under the laws of the State of Colorado (the “Warrant Agent”).
UNITS, CONSISTING OF ONE SHARE of Common Stock and ONE Warrant TO PURCHASE ONE SHARE OF COMMON STOCK of ENVISION SOLAR INTERNATIONAL, INC.Underwriting Agreement • April 4th, 2019 • Envision Solar International, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 4th, 2019 Company Industry JurisdictionThe undersigned, Envision Solar International, Inc., a company incorporated under the laws of the State of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Envision Solar International, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.