TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 6th, 2017 • USAA ETF Trust • Massachusetts
THIS AGREEMENT is made as of the ___ day of __________, 2017, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company ("State Street" or the "Transfer Agent"), and USAA ETF TRUST, a statutory trust organized and existing under the laws of the State of Delaware (the "Trust") on behalf of each series listed on Schedule A, severally and not jointly.
BY-LAWSBy-Laws • July 6th, 2017 • USAA ETF Trust
FORM OF INVESTMENT SUBADVISORY AGREEMENTInvestment Subadvisory Agreement • July 6th, 2017 • USAA ETF Trust • New York
AGREEMENT made as of the June ___, 2017, (the "Effective Date") between USAA ASSET MANAGEMENT COMPANY, a corporation organized under the laws of the state of Delaware and having its principal place of business in San Antonio, Texas ("AMCO") and SSGA Funds Management, Inc. ("SSGA FM") organized under the laws of the state of Massachusetts and having its principal place of business in Boston, Massachusetts.
CUSTODIAN AGREEMENTCustodian Agreement • July 6th, 2017 • USAA ETF Trust • Massachusetts
This Agreement is made as of ___________, ___, 2017 by and between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a "Fund"), acting in respect of each series of each such Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the "Custodian").
PARTICIPANT AGREEMENTParticipant Agreement • July 6th, 2017 • USAA ETF Trust • Delaware
Management Company (the "Distributor") and[Participant's Name and NSCC#] (the "Participant"), and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the "Transfer Agent") and USAA ETF Trust (the "Trust"). The Trust is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios (each, a "Fund" and collectively, the "Funds"). The Distributor has been retained as principal underwriter of the Trust and provides such services on an agency basis in connection with the sale and distribution of shares of beneficial interest of the Funds (the "Shares"). The Transfer Agent is an "Index Receipt Agent" as that term is defined in the rules of the National Securities Clearing Corporation ("NSCC") and has been retained to provide certain transfer agency services and index receipt agent services with respect to the purchase and redemption of Shares.
ADMINISTRATION AND OPERATING SERVICES AGREEMENTAdministration and Operating Services Agreement • July 6th, 2017 • USAA ETF Trust • Texas
This ADMINISTRATION AND OPERATING SERVICES AGREEMENT (the "Agreement") dated June 14, 2017, by and between USAA Asset Management Company LLC ("AMCO") and USAA ETF Trust (the "Trust"), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a "Fund," and collectively, the "Funds"), as such schedule may be amended from time to time, is effective as to each Fund as of the effective date listed on Schedule A.
UNDERWRITING AGREEMENTUnderwriting Agreement • July 6th, 2017 • USAA ETF Trust • Texas
This Underwriting Agreement is made this 14th day of June 2017 by and between USAA INVESTMENT MANAGEMENT COMPANY, a corporation organized under the laws of the state of Delaware and having a place of business in San Antonio, Texas (sometimes herein referred to as the "Underwriter"), and USAA ETF TRUST, a Delaware statutory trust organized under the laws of the state of Delaware and having a principal place of business in San Antonio, Texas (sometimes herein referred to as the "Trust"), which offers shares of beneficial interest, with $.001 par value (the "Shares"), in different series or Sub-Trusts representing interests in different portfolios of assets (each series being referred to herein as a "Fund").
MANAGEMENT AGREEMENTManagement Agreement • July 6th, 2017 • USAA ETF Trust • Texas
THIS MANAGEMENT AGREEMENT made as of the 14th day of June 2017, between USAA ASSET MANAGEMENT COMPANY, a corporation organized under the laws of the state of Delaware and having a place of business in San Antonio, Texas (the "Manager"), and USAA ETF TRUST, a statutory trust organized under the laws of the state of Delaware and having a place of business in San Antonio, Texas (the "Trust").
FIRST AMENDED AND RESTATED MASTER TRUST AGREEMENTMaster Trust Agreement • July 6th, 2017 • USAA ETF Trust • Delaware
SUBLICENSE AGREEMENTSublicense Agreement • July 6th, 2017 • USAA ETF Trust • Delaware
This Sublicense Agreement ("Agreement") is made as of June 14, 2017, by and between USAA Asset Management Company, a registered investment adviser having an office at 9800 Fredericksburg Road, San Antonio, TX 78288 ("Adviser") and USAA ETF Trust, a Delaware statutory trust ("Trust"), on behalf of its series listed on Schedule I hereto (each, an "Index Fund" and collectively, the "Index Funds").
