Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds • Massachusetts
This Agreement is made as of December 30, 2010 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 20.5 below, shall hereinafter be referred to as (the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • March 16th, 2018 • PPM Funds • Delaware
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 15th day of February, 2018, by and between PPM Funds, a Massachusetts business trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of April 24, 2017, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of September 19, 2016, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of April 27, 2015, to the Master Custodian Agreement (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) dated as of December 30, 2010, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”), and each investment company identified on Appendix A attached thereto (each such investment company and each management investment company made subject to this Agreement shall be referred to as the “Fund” and collectively “Funds”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of April 25, 2016, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of September 28, 2015, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Administration AgreementAdministration Agreement • March 16th, 2018 • PPM Funds • Illinois
This Agreement is effective as of the 15th day of February, 2018, between PPM Funds, a Massachusetts business trust (“Trust”), and Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of September 25, 2017, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Expense Limitation AgreementExpense Limitation Agreement • March 16th, 2018 • PPM Funds
This Agreement, dated as of February 15, 2018, is made and entered into by and between PPM Funds, a Massachusetts business trust (the “Trust”), on behalf of the investment series set forth on Schedule A attached hereto (each a “Fund” and, collectively, the “Funds”) and PPM America, Inc. (the “Adviser”).
Distribution AgreementDistribution Agreement • March 16th, 2018 • PPM Funds • Illinois
This Distribution Agreement (this “Agreement”) is entered into by and between PPM Funds (the “Trust”) and Jackson National Life Distributors LLC (“JNLD” or the “Distributor”).
INITIAL CAPITAL AGREEMENTPPM Funds • March 16th, 2018
each a series of PPM Funds (collectively the “Funds”), at $10.00 per share for an aggregate purchase price of $100,000 (collectively, the shares of beneficial interest of the Funds shall be referred to as the “Shares”). Our payment in full is hereby confirmed.
Investment Advisory and Management AgreementAdvisory and Management Agreement • March 16th, 2018 • PPM Funds
This Agreement is effective as of the 15th day of February, 2018, between PPM Funds, a Massachusetts business trust (the “Trust”), and PPM America, Inc., a Delaware corporation (the “Adviser”).
