INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 25th, 2021 • Alpha Architect ETF Trust
THIS AGREEMENT, made by and between Alpha Architect ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the fund or funds listed on Schedule A attached hereto (individually, a “Fund,” and collectively, the “Funds”) , and Empowered Funds, LLC, a Pennsylvania limited liability company (the “Adviser”).
ALPHA ARCHITECT ETF TRUSTInvestment Sub-Advisory Agreement • January 25th, 2021 • Alpha Architect ETF Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 29th day of December, 2020, by and between Empowered Funds, LLC, a Pennsylvania limited liability company with its principal place of business at 213 Foxcroft Road, Broomall, Pennsylvania 19008 (the “Adviser”), Alpha Architect ETF Trust (the “Trust”), and Upholdings Group LLC, a Delaware limited liability company with its principal place of business located at 3819 Harding Pl, Nashville, TN 37215 (the “Sub-Adviser”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • January 25th, 2021 • Alpha Architect ETF Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of December 23, 2020, by and between (i) Alpha Architect ETF Trust, a Delaware statutory trust (the “Alpha Trust”), on behalf of its series, the UPHOLDINGS Compound Kings ETF (the “Acquiring Fund”); (ii) Upholdings Funds LLC, a Delaware series limited liability company (the “Upholdings LLC”), on behalf of its series, the Flagship Fund (the “Target Fund” and, together with the Acquiring Fund, the “Funds”); (iii) solely for the purposes of paragraphs 7.1 and 8.2. of this Agreement, Empowered Funds, LLC (“Empowered Funds”), the investment adviser of the Acquiring Fund; and (iv) solely for purposes of paragraphs 7.2 and 8.2. of this Agreement, Upholdings Group LLC (“Upholdings Group”), the investment adviser of the Target Fund. All agreements, representations, actions and obligations described herein made or to be taken or undertaken by the Acquiring Fund are made and shall be taken or undertaken by Alpha Trust on behal
Amended and Restated License AgreementLicense Agreement • January 25th, 2021 • Alpha Architect ETF Trust • Pennsylvania
This Amended and Restated License Agreement (“Agreement”), is made as of January 20, 2021 (“Effective Date”) by and among Upholdings Group LLC, a Delaware limited liability company having a principal place of business at 3819 Harding Pl, Nashville, TN 37215 (“Licensor”), Empowered Funds, LLC (“Empowered”) and Alpha Architect ETF Trust (the “Trust”), each having a principal place of business at 213 Foxcroft Road, Broomall, Pennsylvania 19008. Empowered and the Trust are together referred to in this Agreement as the “Licensee.” Licensor, Empowered and the Trust are each referred to herein as a “Party” and collectively as the “Parties.” As used herein, an “Affiliate” of a Party means any current or future person or entity that controls, is controlled by or is under common control with such party, for so long as such person or entity qualifies as an Affiliate of such Party.
