AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of December 16, 2020, as amended and restated as of January 28, 2023, by and between SIRIOS CAPITAL MANAGEMENT, L.P. (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf the Sirios Focus Fund (the “Fund”).
Amended and Restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the tenth day of April 2017, as amended and restated as of January 28, 2023, by and between TOBAM (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the TOBAM Emerging Markets Fund (the “Fund”).
Amended and restatedExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 1st day of August, 2017, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Short Strategies Fund (the “Fund”).
FOURTH AMENDMENT TO UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2023 • FundVantage Trust • Delaware
This fourth amendment (the “Amendment”) to the Underwriting Agreement, as novated September 30, 2021 (the “Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of December 2, 2022 (the “Effective Date”).
Amended and Restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 1st day of February, 2021, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Enhanced Return Fund (the “Fund”).
Amended and Restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of April 30, 2018, as amended and restated as of January 28, 2023, by and between SIRIOS CAPITAL MANAGEMENT, L.P. (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf the Sirios Long/Short Fund (the “Fund”).
AMENDED AND RESTATED EXHIBIT AFundVantage Trust • January 30th, 2023
THIS AMENDED AND RESTATED EXHIBIT A, dated as of December 30, 2022, is Exhibit A to that certain Administration and Accounting Services Agreement dated as of July 19, 2007, between The Bank of New York Mellon (as assigned from BNY Mellon Investment Servicing (US) Inc. on or about June 30, 2017) and FundVantage Trust.
THIRD AMENDMENT TO UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2023 • FundVantage Trust • Delaware
This third amendment (the “Amendment”) to the Underwriting Agreement, as novated September 30, 2021 (the “Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of June 30, 2022 (the “Effective Date”).
AMENDED AND RESTATEDExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 1st day of February, 2021, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Index Plus Fund (the “Fund”).
Amended and restatedReimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 1st day of February, 2021, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Absolute Return Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 30th day of August, 2013, as amended and restated as of January 28, 2023 by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Neutral Fund (the “Fund”).
Amended and RestatedExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 30th day of September, 2016, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Hedged Core Fund (the “Fund”).
Amended and Restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 30th day of March, 2015, as amended and restated as of January 28, 2023 by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Total Return Fund (the “Fund”).
AMENDED AND RESTATEDReimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 1st day of February, 2021, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Enhanced S&P 500 Index Fund (the “Fund”).
Amendment No. 6 To Transfer Agency And Shareholder Services AgreementShareholder Services Agreement • January 30th, 2023 • FundVantage Trust
This Amendment No. 6 To Transfer Agency And Shareholder Services Agreement (“Amendment No. 6”), dated as of December 30, 2022 (“Amendment Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of FundVantage Trust (the “Trust”) and each Portfolio of the Trust listed on the Schedule B attached to this Amendment No. 6
AMENDED AND RESTATEDReimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 31st day of December, 2015, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Large Value Fund (formerly, the “Gotham Institutional Value Fund”) (the “Fund”).
AMENDED AND RESTATEDExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of the 26th of December, 2018, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham ESG Large Value Fund (the “Fund”).
Amended and RestatedExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of September 30, 2016, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Defensive Long 500 Fund (the “Fund”).
Amended And Restated Schedule A Effective January 30, 2023 to the Investment Advisory Agreement Dated November 2, 2010 between FundVantage Trust and Gotham Asset Management, LLCFundVantage Trust • January 30th, 2023
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule A to be executed in its name and on its behalf by its duly authorized representative effective as of the 30th of January, 2023.
Amended and restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 30th, 2023 • FundVantage Trust
This Agreement is entered into as of September 30, 2016, as amended and restated as of January 28, 2023, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Enhanced 500 Plus Fund (formerly, the “Gotham Enhanced 500 Core Fund”) (the “Fund”).
