TO UNDERWRITING AGREEMENTUnderwriting Agreement • August 28th, 2023 • FundVantage Trust • Delaware
This sixth amendment (the “Amendment”) to the Underwriting Agreement, as novated September 30, 2021 (the “Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of June 1, 2023 (the “Effective Date”).
Amendment No. 7 To Transfer Agency And Shareholder Services AgreementShareholder Services Agreement • August 28th, 2023 • FundVantage Trust
This Amendment No. 7 to Transfer Agency And Shareholder Services Agreement (“Amendment No. 7”), dated as of June 21, 2023 (“Amendment Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of FundVantage Trust (the “Trust”) and each Portfolio of the Trust listed on the Schedule B attached to this Amendment No. 7.
AMENDED AND RESTATED EXHIBIT AFundVantage Trust • August 28th, 2023
THIS AMENDED AND RESTATED EXHIBIT A, dated as of July 21, 2023, is Exhibit A to that certain Administration and Accounting Services Agreement dated as of July 19, 2007, between The Bank of New York Mellon (as assigned from BNY Mellon Investment Servicing (US) Inc. on or about June 30, 2017) and FundVantage Trust.
amended and restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of December 28, 2021, as amended and restated August 31, 2022 and August 31, 2023, by and between Polen Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Polen Global SMID Company Growth Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of the 30th day of December 2016, as amended and restated August 31, 2018, August 31, 2019, August 31, 2020, August 31, 2021, August 31, 2022 and August 31, 2023, by and between Polen Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Polen International Growth Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of October 1, 2020, as amended and restated August 31, 2021, August 31, 2022 and August 31, 2023, by and between Polen Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Polen Emerging Markets Growth Fund (formerly, the Polen Global Emerging Markets Growth Fund) (the “Fund”).
Amended and restated EXPENSE Limitation/reimbursement AGREEMENTReimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of the 20th day of June 2010, as amended and restated January 1, 2017, August 31, 2018, August 31, 2019, August 31, 2020, August 31, 2021, August 31, 2022 and August 31, 2023, by and between Polen Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Polen Growth Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of March 31, 2021, as amended and restated August 31, 2021, August 31, 2022 and August 31, 2023, by and between Polen Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Polen U.S. SMID Company Growth Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of the 29th day of December 2014, as amended and restated August 31, 2018, August 31, 2019, August 31, 2020, August 31, 2021, August 31, 2022 and August 31, 2023 by and between Polen Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Polen Global Growth Fund (the “Fund”).
amended and restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of June 22, 2022, as amended and restated August 31, 2023, by and between Polen Capital Credit, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Polen Bank Loan Fund (the “Fund”).
Amended and restated EXPENSE Limitation/reimbursement AGREEMENTReimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of the 27th day of May, 2010, as amended and restated August 31, 2016, September 1, 2017, August 31, 2018, August 31, 2019, August 31, 2020, August 31, 2021, August 31, 2022 and August 31, 2023, by and between Private Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Private Capital Management Value Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTReimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of the October 31, 2017, as amended and restated August 31, 2019, August 31, 2020, May 1, 2021, August 31, 2021, August 31, 2022 and August 31, 2023, by and between Polen Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Polen U.S. Small Company Growth Fund (the “Fund”).
Amended and restated EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of the 21st of April, 2011, as amended and restated August 31, 2017, August 31, 2018, August 31, 2019, August 31, 2020, August 31, 2021, August 31, 2022 and August 31, 2023, between EQUITY INVESTMENT CORPORATION (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of EIC Value Fund (the “Fund”).
AMENDED AND RESTATED FEE WAIVER AGREEMENTFee Waiver Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of the 25th day of June, 2010 and amended and restated as of July 19, 2023, between the Asset Management Group of Bank of Hawaii (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Pacific Capital Tax-Free Securities Fund and Pacific Capital Tax-Free Short Intermediate Securities Fund (each, a “Fund” and collectively, the “Funds”), each a series of the Trust.
amended and restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of June 22, 2022, as amended and restated August 31, 2023, by and between Polen Capital Credit, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Polen Upper Tier High Yield Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTReimbursement Agreement • August 28th, 2023 • FundVantage Trust
This Agreement is entered into as of the 26th day of September, 2013, as amended and restated August 31, 2017, August 31, 2018, August 31, 2019, August 31, 2020, August 31, 2021, August 31, 2022 and August 31, 2023 by and between EquityCompass Investment Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Quality Dividend Fund (the “Fund”).
