November 30, 2023Secondary Market Transactions Engagement Letter • December 1st, 2023 • Public Shrek Royalties LLC • Retail-retail stores, nec
This letter confirms the agreement between Dalmore Group, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and the Securities Industry Protection Corporation (“SIPC”), (“Dalmore” or “we” or “us”) and Public Shrek Royalties LLC (the “Issuer” or “you”) as follows:
PPEX ATS COMPANY AGREEMENTCompany Agreement • December 1st, 2023 • Public Shrek Royalties LLC • Retail-retail stores, nec • New York
This PPEX ATS Company Agreement (including the policies and documents referenced below, collectively, this “Agreement”), effective as of the effective date set forth below (“Effective Date”), is entered into by and between Company set forth below (“Company”), and North Capital Private Securities Corporation, a Delaware corporation (“NCPS”, together with Company, the “Parties”, and each, a “Party”).
