Secondary Market Transactions Engagement Letter Sample Contracts

November 30, 2023
Secondary Market Transactions Engagement Letter • December 1st, 2023 • Public Shrek Royalties LLC • Retail-retail stores, nec

This letter confirms the agreement between Dalmore Group, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and the Securities Industry Protection Corporation (“SIPC”), (“Dalmore” or “we” or “us”) and Public Shrek Royalties LLC (the “Issuer” or “you”) as follows:

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November 27, 2023 TIRIOS PROPCO SERIES LLC Wilmington DE 19801 Attention: Sachin Latawa, Founder & CEO
Secondary Market Transactions Engagement Letter • February 8th, 2024 • Tirios Propco Series LLC • Real estate

This letter confirms the agreement between Dalmore Group, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and the Securities Industry Protection Corporation (“SIPC”), (“Dalmore” or “we” or “us”) and TIRIOS PROPCO SERIES LLC (individually, the “Issuer” or “you” and Collectively, the “Issuers”) as follows:

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September 16, 2022
Secondary Market Transactions Engagement Letter • September 19th, 2022 • Otis Gallery LLC • Retail-retail stores, nec

This letter confirms the amendment to the agreement (the “Agreement”), dated April 29, 2021, between Dalmore Group, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and the Securities Industry Protection Corporation (“SIPC”; “Dalmore” or “we” or “us”) and Otis Gallery LLC (the “Issuer” or “you”) as follows:

Sample 1Sample 2
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