WARRANT AGENT AGREEMENTWarrant Agent Agreement • June 28th, 2024 • Tonix Pharmaceuticals Holding Corp. • Pharmaceutical preparations
Contract Type FiledJune 28th, 2024 Company IndustryWARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of June 28, 2024 (the “Issuance Date”) between Tonix Pharmaceuticals Holding Corp., a company incorporated under the laws of the State of Nevada (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 28th, 2024 • Tonix Pharmaceuticals Holding Corp. • Pharmaceutical preparations • New York
Contract Type FiledJune 28th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 27, 2024, between Tonix Pharmaceuticals Holding Corp., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 28th, 2024 • Tonix Pharmaceuticals Holding Corp. • Pharmaceutical preparations • New York
Contract Type FiledJune 28th, 2024 Company Industry JurisdictionThis letter (this “Agreement”) constitutes the agreement between Tonix Pharmaceuticals Holding Corp., a Nevada corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson”) pursuant to which Dawson shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the Purchasers and nothing herein constitutes