SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 5th, 2024 • Tidal Trust III • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this 25th day of July, 2024 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Traders A.I., Inc., a Delaware limited liability corporation, with its principal place of business at 4050 W. Metropolitan Dr., Suite 150, Orange, CA 92868 (the “Sub-Adviser”), with respect to each series of Tidal Trust III (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 5th, 2024 • Tidal Trust III • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of July 25, 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).
SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • August 5th, 2024 • Tidal Trust III
THIS FIRST AMENDMENT effective as of July 25, 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 1, 2023 by and between Tidal Trust III , a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 5th, 2024 • Tidal Trust III • Delaware
This second amendment (“Amendment”) to the ETF Distribution Agreement dated as of June 18, 2024 (the “Agreement”), by and between Tidal Trust III (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of July 25, 2024 (the “Effective Date”).
FIRST AMENDMENT TO THE TIDAL TRUST III FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • August 5th, 2024 • Tidal Trust III
THIS FIRST AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of July 11, 2024, as amended, (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FIRST AMENDMENT TO THE TIDAL TRUST III CUSTODY AGREEMENTTidal Trust III • August 5th, 2024
THIS FIRST AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Custody Agreement dated as of July 11, 2024, as amended (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FIRST AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENTServicing Agreement • August 5th, 2024 • Tidal Trust III
THIS FIRST AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 11, 2024, as amended, is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
