FUND CCO AND AMLO AGREEMENTFund Cco and Amlo Agreement • September 25th, 2024 • NEOS ETF Trust
AGREEMENT made as of June 16, 2021 by and between SHP ETF Trust, LLC, a Delaware limited liability company, with its principal office and place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254 (the “Fund Company”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
FUND PFO/TREASURER AGREEMENTFund Officer Services Agreement • September 25th, 2024 • NEOS ETF Trust
AGREEMENT made as of June 16, 2021 by and between SHP ETF Trust, LLC, a Delaware limited liability company, with its principal office and place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254 (the “Fund”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (“Foreside”).
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • September 25th, 2024 • NEOS ETF Trust
This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 30, 2021, by and between SHP ETF Trust, LLC (now known as Neos ETF Trust) (“Trust”) and Foreside Fund Services, LLC (“Distributor”) (together, the “Parties”) is effective as of March 11, 2024.
FIRST AMENDMENT TO FUND CCO AND AMLO AGREEMENTFund Cco and Amlo Agreement • September 25th, 2024 • NEOS ETF Trust
This first amendment ("Amendment") to the Fund CCO and AMLO Agreement (the "Agreement") dated as of June 16, 2021, by and between Neos ETF Trust (formerly known as SHP ETF Trust, LLC) ("Fund Company") and Foreside Fund Officer Services, LLC ("Distributor") (together, the "Parties") is effective as of July 1, 2023.
NEOS ETF TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 25th, 2024 • NEOS ETF Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between NEOS ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund” and collectively, the “Funds”) and the investment advisor of the Funds, Kurv Investment Management LLC (the “Advisor”).
FIRST AMENDMENT TO FUND PFO/TREASURER AGREEMENTFund Pfo/Treasurer Agreement • September 25th, 2024 • NEOS ETF Trust
This first amendment (“Amendment”) to the Fund PFO/Treasurer Agreement (the “Agreement”) dated as of June 16, 2021, by and between Neos ETF Trust (formerly known as SHP ETF Trust, LLC (the “Fund”) and Foreside Fund Officer Services, LLC (“Foreside”) (together, the “Parties”) is effective as of July 1, 2023.
