FORM OF MANAGING DEALER AGREEMENTManaging Dealer Agreement • September 30th, 2024 • CNL Strategic Capital, LLC • Investment advice • Florida
MANAGING DEALER AGREEMENT (this “Agreement”) is made and entered into as of the day of , between CNL STRATEGIC CAPITAL, LLC, a Delaware limited liability company (the “Company”) and CNL SECURITIES CORP., a Florida corporation (the “Managing Dealer”).
FORM OF AMENDED AND RESTATED ESCROW AGREEMENTEscrow Agreement • September 30th, 2024 • CNL Strategic Capital, LLC • Investment advice
This AMENDED AND RESTATED ESCROW GREEMENT (this “Agreement”) is dated this ____ day of September, 2024, amends and restates that certain ESCROW AGREEMENT (the “2018 Escrow Agreement”) dated as of February 14, 2018 as amended by the First Amendment to the Escrow Agreement dated as of April 18, 2019 (the “First Amendment”), the Second Amendment to the Escrow Agreement dated as of July 12, 2019 (the “Second Amendment”), the Third Amendment to the Escrow Agreement dated as of January 31, 2021 (the “Third Amendment”), the Escrow Letter Agreement dated October 19, 2021 (the “Letter Agreement”), and the Fourth Amendment to the Escrow Agreement dated August 24, 2022 ( the “Fourth Amendment,” and collectively, the “Original Escrow Agreement”) by and among CNL Strategic Capital, LLC, a Delaware limited liability company (the “Company”), UMB Bank, N.A. as escrow agent (the “Escrow Agent”) and CNL Securities Corp. (the “Managing Dealer”), (collectively, the “Parties”). All capitalized terms not de
FORM OF PARTICIPATING BROKER AGREEMENT CNL STRATEGIC CAPITAL, LLCParticipating Broker Agreement • September 30th, 2024 • CNL Strategic Capital, LLC • Investment advice
THIS PARTICIPATING BROKER AGREEMENT (the “Agreement”) is made and entered into as of the day of , 202 , between CNL SECURITIES CORP., a Florida corporation (the “Managing Dealer”), and a (the “Broker”).
